Commit 1c27b644 authored by Paul E. McKenney's avatar Paul E. McKenney

Automate memory-barriers.txt; provide Linux-kernel memory model

There is some reason to believe that Documentation/memory-barriers.txt
could use some help, and a major purpose of this patch is to provide
that help in the form of a design-time tool that can produce all valid
executions of a small fragment of concurrent Linux-kernel code, which is
called a "litmus test".  This tool's functionality is roughly similar to
a full state-space search.  Please note that this is a design-time tool,
not useful for regression testing.  However, we hope that the underlying
Linux-kernel memory model will be incorporated into other tools capable
of analyzing large bodies of code for regression-testing purposes.

The main tool is herd7, together with the linux-kernel.bell,
linux-kernel.cat, linux-kernel.cfg, linux-kernel.def, and lock.cat files
added by this patch.  The herd7 executable takes the other files as input,
and all of these files collectively define the Linux-kernel memory memory
model.  A brief description of each of these other files is provided
in the README file.  Although this tool does have its limitations,
which are documented in the README file, it does improve on the version
reported on in the LWN series (https://lwn.net/Articles/718628/ and
https://lwn.net/Articles/720550/) by supporting locking and arithmetic,
including a much wider variety of read-modify-write atomic operations.
Please note that herd7 is not part of this submission, but is freely
available from http://diy.inria.fr/sources/index.html (and via "git"
at https://github.com/herd/herdtools7).

A second tool is klitmus7, which converts litmus tests to loadable
kernel modules for direct testing.  As with herd7, the klitmus7
code is freely available from http://diy.inria.fr/sources/index.html
(and via "git" at https://github.com/herd/herdtools7).

Of course, litmus tests are not always the best way to fully understand a
memory model, so this patch also includes Documentation/explanation.txt,
which describes the memory model in detail.  In addition,
Documentation/recipes.txt provides example known-good and known-bad use
cases for those who prefer working by example.

This patch also includes a few sample litmus tests, and a great many
more litmus tests are available at https://github.com/paulmckrcu/litmus.

This patch was the result of a most excellent collaboration founded
by Jade Alglave and also including Alan Stern, Andrea Parri, and Luc
Maranget.  For more details on the history of this collaboration, please
refer to the Linux-kernel memory model presentations at 2016 LinuxCon EU,
2016 Kernel Summit, 2016 Linux Plumbers Conference, 2017 linux.conf.au,
or 2017 Linux Plumbers Conference microconference.  However, one aspect
of the history does bear repeating due to weak copyright tracking earlier
in this project, which extends back to early 2015.  This weakness came
to light in late 2017 after an LKMM presentation by Paul in which an
audience member noted the similarity of some LKMM code to code in early
published papers.  This prompted a copyright review.

From Alan Stern:

	To say that the model was mine is not entirely accurate.
	Pieces of it (especially the Scpv and Atomic axioms) were taken
	directly from Jade's models.  And of course the Happens-before
	and Propagation relations and axioms were heavily based on
	Jade and Luc's work, even though they weren't identical to the
	earlier versions.  Only the RCU portion was completely original.

	. . .

	One can make a much better case that I wrote the bulk of lock.cat.
	However, it was inspired by Luc's earlier version (and still
	shares some elements in common), and of course it benefited from
	feedback and testing from all members of our group.

The model prior to Alan's was Luc Maranget's.  From Luc:

	 I totally agree on Alan Stern's account of the linux kernel model
	 genesis.  I thank him for his acknowledgments of my participation
	 to previous model drafts.  I'd like to complete Alan Stern's
	 statement: any bell cat code I have written has its roots in
	 discussions with Jade Alglave and Paul McKenney. Moreover I
	 have borrowed cat and bell code written by Jade Alglave freely.

This copyright review therefore resulted in late adds to the copyright
statements of several files.

Discussion of v1 has raised several issues, which we do not believe should
block acceptance given that this level of change will be ongoing, just
as it has been with memory-barriers.txt:

o	Under what conditions should ordering provided by pure locking
	be seen by CPUs not holding the relevant lock(s)?  In particular,
	should the message-passing pattern be forbidden?

o	Should examples involving C11 release sequences be forbidden?
	Note that this C11 is still a moving target for this issue:
	http://www.open-std.org/jtc1/sc22/wg21/docs/papers/2017/p0735r0.html

o	Some details of the handling of internal dependencies for atomic
	read-modify-write atomic operations are still subject to debate.

o	Changes recently accepted into mainline greatly reduce the need
	to handle DEC Alpha as a special case.  These changes add an
	smp_read_barrier_depends() to READ_ONCE(), thus causing Alpha
	to respect ordering of dependent reads.  If these changes stick,
	the memory model can be simplified accordingly.

o	Will changes be required to accommodate RISC-V?

Differences from v1:
	(http://lkml.kernel.org/r/20171113184031.GA26302@linux.vnet.ibm.com)

o	Add SPDX notations to .bell and .cat files, replacing
	textual license statements.

o	Add reference to upcoming ASPLOS paper to .bell and .cat files.

o	Updated identifier names in .bell and .cat files to match those
	used in the ASPLOS paper.

o	Updates to READMEs and other documentation based on review
	feedback.

o	Added a memory-ordering cheatsheet.

o	Update sigs to new Co-Developed-by and add acks and
	reviewed-bys.

o	Simplify rules detecting nested RCU read-side critical sections.

o	Update copyright statements as noted above.
Co-Developed-by: default avatarAlan Stern <stern@rowland.harvard.edu>
Co-Developed-by: default avatarAndrea Parri <parri.andrea@gmail.com>
Co-Developed-by: default avatarJade Alglave <j.alglave@ucl.ac.uk>
Co-Developed-by: default avatarLuc Maranget <luc.maranget@inria.fr>
Co-Developed-by: default avatar"Paul E. McKenney" <paulmck@linux.vnet.ibm.com>
Signed-off-by: default avatarAlan Stern <stern@rowland.harvard.edu>
Signed-off-by: default avatarAndrea Parri <parri.andrea@gmail.com>
Signed-off-by: default avatarJade Alglave <j.alglave@ucl.ac.uk>
Signed-off-by: default avatarLuc Maranget <luc.maranget@inria.fr>
Signed-off-by: default avatar"Paul E. McKenney" <paulmck@linux.vnet.ibm.com>
Reviewed-by: default avatarBoqun Feng <boqun.feng@gmail.com>
Acked-by: default avatarWill Deacon <will.deacon@arm.com>
Acked-by: default avatarPeter Zijlstra <peterz@infradead.org>
Acked-by: default avatarNicholas Piggin <npiggin@gmail.com>
Acked-by: default avatarDavid Howells <dhowells@redhat.com>
Acked-by: default avatar"Reshetova, Elena" <elena.reshetova@intel.com>
Acked-by: default avatarMichal Hocko <mhocko@suse.com>
Acked-by: default avatarAkira Yokosawa <akiyks@gmail.com>
Cc: <linux-arch@vger.kernel.org>
parent 0c5b9b5d
Prior Operation Subsequent Operation
--------------- ---------------------------
C Self R W RWM Self R W DR DW RMW SV
__ ---- - - --- ---- - - -- -- --- --
Store, e.g., WRITE_ONCE() Y Y
Load, e.g., READ_ONCE() Y Y Y
Unsuccessful RMW operation Y Y Y
smp_read_barrier_depends() Y Y Y
*_dereference() Y Y Y Y
Successful *_acquire() R Y Y Y Y Y Y
Successful *_release() C Y Y Y W Y
smp_rmb() Y R Y Y R
smp_wmb() Y W Y Y W
smp_mb() & synchronize_rcu() CP Y Y Y Y Y Y Y Y
Successful full non-void RMW CP Y Y Y Y Y Y Y Y Y Y Y
smp_mb__before_atomic() CP Y Y Y a a a a Y
smp_mb__after_atomic() CP a a Y Y Y Y Y
Key: C: Ordering is cumulative
P: Ordering propagates
R: Read, for example, READ_ONCE(), or read portion of RMW
W: Write, for example, WRITE_ONCE(), or write portion of RMW
Y: Provides ordering
a: Provides ordering given intervening RMW atomic operation
DR: Dependent read (address dependency)
DW: Dependent write (address, data, or control dependency)
RMW: Atomic read-modify-write operation
SV Same-variable access
Explanation of the Linux-Kernel Memory Model
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
:Author: Alan Stern <stern@rowland.harvard.edu>
:Created: October 2017
.. Contents
1. INTRODUCTION
2. BACKGROUND
3. A SIMPLE EXAMPLE
4. A SELECTION OF MEMORY MODELS
5. ORDERING AND CYCLES
6. EVENTS
7. THE PROGRAM ORDER RELATION: po AND po-loc
8. A WARNING
9. DEPENDENCY RELATIONS: data, addr, and ctrl
10. THE READS-FROM RELATION: rf, rfi, and rfe
11. CACHE COHERENCE AND THE COHERENCE ORDER RELATION: co, coi, and coe
12. THE FROM-READS RELATION: fr, fri, and fre
13. AN OPERATIONAL MODEL
14. PROPAGATION ORDER RELATION: cumul-fence
15. DERIVATION OF THE LKMM FROM THE OPERATIONAL MODEL
16. SEQUENTIAL CONSISTENCY PER VARIABLE
17. ATOMIC UPDATES: rmw
18. THE PRESERVED PROGRAM ORDER RELATION: ppo
19. AND THEN THERE WAS ALPHA
20. THE HAPPENS-BEFORE RELATION: hb
21. THE PROPAGATES-BEFORE RELATION: pb
22. RCU RELATIONS: link, gp-link, rscs-link, and rcu-path
23. ODDS AND ENDS
INTRODUCTION
------------
The Linux-kernel memory model (LKMM) is rather complex and obscure.
This is particularly evident if you read through the linux-kernel.bell
and linux-kernel.cat files that make up the formal version of the
memory model; they are extremely terse and their meanings are far from
clear.
This document describes the ideas underlying the LKMM. It is meant
for people who want to understand how the memory model was designed.
It does not go into the details of the code in the .bell and .cat
files; rather, it explains in English what the code expresses
symbolically.
Sections 2 (BACKGROUND) through 5 (ORDERING AND CYCLES) are aimed
toward beginners; they explain what memory models are and the basic
notions shared by all such models. People already familiar with these
concepts can skim or skip over them. Sections 6 (EVENTS) through 12
(THE FROM_READS RELATION) describe the fundamental relations used in
many memory models. Starting in Section 13 (AN OPERATIONAL MODEL),
the workings of the LKMM itself are covered.
Warning: The code examples in this document are not written in the
proper format for litmus tests. They don't include a header line, the
initializations are not enclosed in braces, the global variables are
not passed by pointers, and they don't have an "exists" clause at the
end. Converting them to the right format is left as an exercise for
the reader.
BACKGROUND
----------
A memory consistency model (or just memory model, for short) is
something which predicts, given a piece of computer code running on a
particular kind of system, what values may be obtained by the code's
load instructions. The LKMM makes these predictions for code running
as part of the Linux kernel.
In practice, people tend to use memory models the other way around.
That is, given a piece of code and a collection of values specified
for the loads, the model will predict whether it is possible for the
code to run in such a way that the loads will indeed obtain the
specified values. Of course, this is just another way of expressing
the same idea.
For code running on a uniprocessor system, the predictions are easy:
Each load instruction must obtain the value written by the most recent
store instruction accessing the same location (we ignore complicating
factors such as DMA and mixed-size accesses.) But on multiprocessor
systems, with multiple CPUs making concurrent accesses to shared
memory locations, things aren't so simple.
Different architectures have differing memory models, and the Linux
kernel supports a variety of architectures. The LKMM has to be fairly
permissive, in the sense that any behavior allowed by one of these
architectures also has to be allowed by the LKMM.
A SIMPLE EXAMPLE
----------------
Here is a simple example to illustrate the basic concepts. Consider
some code running as part of a device driver for an input device. The
driver might contain an interrupt handler which collects data from the
device, stores it in a buffer, and sets a flag to indicate the buffer
is full. Running concurrently on a different CPU might be a part of
the driver code being executed by a process in the midst of a read(2)
system call. This code tests the flag to see whether the buffer is
ready, and if it is, copies the data back to userspace. The buffer
and the flag are memory locations shared between the two CPUs.
We can abstract out the important pieces of the driver code as follows
(the reason for using WRITE_ONCE() and READ_ONCE() instead of simple
assignment statements is discussed later):
int buf = 0, flag = 0;
P0()
{
WRITE_ONCE(buf, 1);
WRITE_ONCE(flag, 1);
}
P1()
{
int r1;
int r2 = 0;
r1 = READ_ONCE(flag);
if (r1)
r2 = READ_ONCE(buf);
}
Here the P0() function represents the interrupt handler running on one
CPU and P1() represents the read() routine running on another. The
value 1 stored in buf represents input data collected from the device.
Thus, P0 stores the data in buf and then sets flag. Meanwhile, P1
reads flag into the private variable r1, and if it is set, reads the
data from buf into a second private variable r2 for copying to
userspace. (Presumably if flag is not set then the driver will wait a
while and try again.)
This pattern of memory accesses, where one CPU stores values to two
shared memory locations and another CPU loads from those locations in
the opposite order, is widely known as the "Message Passing" or MP
pattern. It is typical of memory access patterns in the kernel.
Please note that this example code is a simplified abstraction. Real
buffers are usually larger than a single integer, real device drivers
usually use sleep and wakeup mechanisms rather than polling for I/O
completion, and real code generally doesn't bother to copy values into
private variables before using them. All that is beside the point;
the idea here is simply to illustrate the overall pattern of memory
accesses by the CPUs.
A memory model will predict what values P1 might obtain for its loads
from flag and buf, or equivalently, what values r1 and r2 might end up
with after the code has finished running.
Some predictions are trivial. For instance, no sane memory model would
predict that r1 = 42 or r2 = -7, because neither of those values ever
gets stored in flag or buf.
Some nontrivial predictions are nonetheless quite simple. For
instance, P1 might run entirely before P0 begins, in which case r1 and
r2 will both be 0 at the end. Or P0 might run entirely before P1
begins, in which case r1 and r2 will both be 1.
The interesting predictions concern what might happen when the two
routines run concurrently. One possibility is that P1 runs after P0's
store to buf but before the store to flag. In this case, r1 and r2
will again both be 0. (If P1 had been designed to read buf
unconditionally then we would instead have r1 = 0 and r2 = 1.)
However, the most interesting possibility is where r1 = 1 and r2 = 0.
If this were to occur it would mean the driver contains a bug, because
incorrect data would get sent to the user: 0 instead of 1. As it
happens, the LKMM does predict this outcome can occur, and the example
driver code shown above is indeed buggy.
A SELECTION OF MEMORY MODELS
----------------------------
The first widely cited memory model, and the simplest to understand,
is Sequential Consistency. According to this model, systems behave as
if each CPU executed its instructions in order but with unspecified
timing. In other words, the instructions from the various CPUs get
interleaved in a nondeterministic way, always according to some single
global order that agrees with the order of the instructions in the
program source for each CPU. The model says that the value obtained
by each load is simply the value written by the most recently executed
store to the same memory location, from any CPU.
For the MP example code shown above, Sequential Consistency predicts
that the undesired result r1 = 1, r2 = 0 cannot occur. The reasoning
goes like this:
Since r1 = 1, P0 must store 1 to flag before P1 loads 1 from
it, as loads can obtain values only from earlier stores.
P1 loads from flag before loading from buf, since CPUs execute
their instructions in order.
P1 must load 0 from buf before P0 stores 1 to it; otherwise r2
would be 1 since a load obtains its value from the most recent
store to the same address.
P0 stores 1 to buf before storing 1 to flag, since it executes
its instructions in order.
Since an instruction (in this case, P1's store to flag) cannot
execute before itself, the specified outcome is impossible.
However, real computer hardware almost never follows the Sequential
Consistency memory model; doing so would rule out too many valuable
performance optimizations. On ARM and PowerPC architectures, for
instance, the MP example code really does sometimes yield r1 = 1 and
r2 = 0.
x86 and SPARC follow yet a different memory model: TSO (Total Store
Ordering). This model predicts that the undesired outcome for the MP
pattern cannot occur, but in other respects it differs from Sequential
Consistency. One example is the Store Buffer (SB) pattern, in which
each CPU stores to its own shared location and then loads from the
other CPU's location:
int x = 0, y = 0;
P0()
{
int r0;
WRITE_ONCE(x, 1);
r0 = READ_ONCE(y);
}
P1()
{
int r1;
WRITE_ONCE(y, 1);
r1 = READ_ONCE(x);
}
Sequential Consistency predicts that the outcome r0 = 0, r1 = 0 is
impossible. (Exercise: Figure out the reasoning.) But TSO allows
this outcome to occur, and in fact it does sometimes occur on x86 and
SPARC systems.
The LKMM was inspired by the memory models followed by PowerPC, ARM,
x86, Alpha, and other architectures. However, it is different in
detail from each of them.
ORDERING AND CYCLES
-------------------
Memory models are all about ordering. Often this is temporal ordering
(i.e., the order in which certain events occur) but it doesn't have to
be; consider for example the order of instructions in a program's
source code. We saw above that Sequential Consistency makes an
important assumption that CPUs execute instructions in the same order
as those instructions occur in the code, and there are many other
instances of ordering playing central roles in memory models.
The counterpart to ordering is a cycle. Ordering rules out cycles:
It's not possible to have X ordered before Y, Y ordered before Z, and
Z ordered before X, because this would mean that X is ordered before
itself. The analysis of the MP example under Sequential Consistency
involved just such an impossible cycle:
W: P0 stores 1 to flag executes before
X: P1 loads 1 from flag executes before
Y: P1 loads 0 from buf executes before
Z: P0 stores 1 to buf executes before
W: P0 stores 1 to flag.
In short, if a memory model requires certain accesses to be ordered,
and a certain outcome for the loads in a piece of code can happen only
if those accesses would form a cycle, then the memory model predicts
that outcome cannot occur.
The LKMM is defined largely in terms of cycles, as we will see.
EVENTS
------
The LKMM does not work directly with the C statements that make up
kernel source code. Instead it considers the effects of those
statements in a more abstract form, namely, events. The model
includes three types of events:
Read events correspond to loads from shared memory, such as
calls to READ_ONCE(), smp_load_acquire(), or
rcu_dereference().
Write events correspond to stores to shared memory, such as
calls to WRITE_ONCE(), smp_store_release(), or atomic_set().
Fence events correspond to memory barriers (also known as
fences), such as calls to smp_rmb() or rcu_read_lock().
These categories are not exclusive; a read or write event can also be
a fence. This happens with functions like smp_load_acquire() or
spin_lock(). However, no single event can be both a read and a write.
Atomic read-modify-write accesses, such as atomic_inc() or xchg(),
correspond to a pair of events: a read followed by a write. (The
write event is omitted for executions where it doesn't occur, such as
a cmpxchg() where the comparison fails.)
Other parts of the code, those which do not involve interaction with
shared memory, do not give rise to events. Thus, arithmetic and
logical computations, control-flow instructions, or accesses to
private memory or CPU registers are not of central interest to the
memory model. They only affect the model's predictions indirectly.
For example, an arithmetic computation might determine the value that
gets stored to a shared memory location (or in the case of an array
index, the address where the value gets stored), but the memory model
is concerned only with the store itself -- its value and its address
-- not the computation leading up to it.
Events in the LKMM can be linked by various relations, which we will
describe in the following sections. The memory model requires certain
of these relations to be orderings, that is, it requires them not to
have any cycles.
THE PROGRAM ORDER RELATION: po AND po-loc
-----------------------------------------
The most important relation between events is program order (po). You
can think of it as the order in which statements occur in the source
code after branches are taken into account and loops have been
unrolled. A better description might be the order in which
instructions are presented to a CPU's execution unit. Thus, we say
that X is po-before Y (written as "X ->po Y" in formulas) if X occurs
before Y in the instruction stream.
This is inherently a single-CPU relation; two instructions executing
on different CPUs are never linked by po. Also, it is by definition
an ordering so it cannot have any cycles.
po-loc is a sub-relation of po. It links two memory accesses when the
first comes before the second in program order and they access the
same memory location (the "-loc" suffix).
Although this may seem straightforward, there is one subtle aspect to
program order we need to explain. The LKMM was inspired by low-level
architectural memory models which describe the behavior of machine
code, and it retains their outlook to a considerable extent. The
read, write, and fence events used by the model are close in spirit to
individual machine instructions. Nevertheless, the LKMM describes
kernel code written in C, and the mapping from C to machine code can
be extremely complex.
Optimizing compilers have great freedom in the way they translate
source code to object code. They are allowed to apply transformations
that add memory accesses, eliminate accesses, combine them, split them
into pieces, or move them around. Faced with all these possibilities,
the LKMM basically gives up. It insists that the code it analyzes
must contain no ordinary accesses to shared memory; all accesses must
be performed using READ_ONCE(), WRITE_ONCE(), or one of the other
atomic or synchronization primitives. These primitives prevent a
large number of compiler optimizations. In particular, it is
guaranteed that the compiler will not remove such accesses from the
generated code (unless it can prove the accesses will never be
executed), it will not change the order in which they occur in the
code (within limits imposed by the C standard), and it will not
introduce extraneous accesses.
This explains why the MP and SB examples above used READ_ONCE() and
WRITE_ONCE() rather than ordinary memory accesses. Thanks to this
usage, we can be certain that in the MP example, P0's write event to
buf really is po-before its write event to flag, and similarly for the
other shared memory accesses in the examples.
Private variables are not subject to this restriction. Since they are
not shared between CPUs, they can be accessed normally without
READ_ONCE() or WRITE_ONCE(), and there will be no ill effects. In
fact, they need not even be stored in normal memory at all -- in
principle a private variable could be stored in a CPU register (hence
the convention that these variables have names starting with the
letter 'r').
A WARNING
---------
The protections provided by READ_ONCE(), WRITE_ONCE(), and others are
not perfect; and under some circumstances it is possible for the
compiler to undermine the memory model. Here is an example. Suppose
both branches of an "if" statement store the same value to the same
location:
r1 = READ_ONCE(x);
if (r1) {
WRITE_ONCE(y, 2);
... /* do something */
} else {
WRITE_ONCE(y, 2);
... /* do something else */
}
For this code, the LKMM predicts that the load from x will always be
executed before either of the stores to y. However, a compiler could
lift the stores out of the conditional, transforming the code into
something resembling:
r1 = READ_ONCE(x);
WRITE_ONCE(y, 2);
if (r1) {
... /* do something */
} else {
... /* do something else */
}
Given this version of the code, the LKMM would predict that the load
from x could be executed after the store to y. Thus, the memory
model's original prediction could be invalidated by the compiler.
Another issue arises from the fact that in C, arguments to many
operators and function calls can be evaluated in any order. For
example:
r1 = f(5) + g(6);
The object code might call f(5) either before or after g(6); the
memory model cannot assume there is a fixed program order relation
between them. (In fact, if the functions are inlined then the
compiler might even interleave their object code.)
DEPENDENCY RELATIONS: data, addr, and ctrl
------------------------------------------
We say that two events are linked by a dependency relation when the
execution of the second event depends in some way on a value obtained
from memory by the first. The first event must be a read, and the
value it obtains must somehow affect what the second event does.
There are three kinds of dependencies: data, address (addr), and
control (ctrl).
A read and a write event are linked by a data dependency if the value
obtained by the read affects the value stored by the write. As a very
simple example:
int x, y;
r1 = READ_ONCE(x);
WRITE_ONCE(y, r1 + 5);
The value stored by the WRITE_ONCE obviously depends on the value
loaded by the READ_ONCE. Such dependencies can wind through
arbitrarily complicated computations, and a write can depend on the
values of multiple reads.
A read event and another memory access event are linked by an address
dependency if the value obtained by the read affects the location
accessed by the other event. The second event can be either a read or
a write. Here's another simple example:
int a[20];
int i;
r1 = READ_ONCE(i);
r2 = READ_ONCE(a[r1]);
Here the location accessed by the second READ_ONCE() depends on the
index value loaded by the first. Pointer indirection also gives rise
to address dependencies, since the address of a location accessed
through a pointer will depend on the value read earlier from that
pointer.
Finally, a read event and another memory access event are linked by a
control dependency if the value obtained by the read affects whether
the second event is executed at all. Simple example:
int x, y;
r1 = READ_ONCE(x);
if (r1)
WRITE_ONCE(y, 1984);
Execution of the WRITE_ONCE() is controlled by a conditional expression
which depends on the value obtained by the READ_ONCE(); hence there is
a control dependency from the load to the store.
It should be pretty obvious that events can only depend on reads that
come earlier in program order. Symbolically, if we have R ->data X,
R ->addr X, or R ->ctrl X (where R is a read event), then we must also
have R ->po X. It wouldn't make sense for a computation to depend
somehow on a value that doesn't get loaded from shared memory until
later in the code!
THE READS-FROM RELATION: rf, rfi, and rfe
-----------------------------------------
The reads-from relation (rf) links a write event to a read event when
the value loaded by the read is the value that was stored by the
write. In colloquial terms, the load "reads from" the store. We
write W ->rf R to indicate that the load R reads from the store W. We
further distinguish the cases where the load and the store occur on
the same CPU (internal reads-from, or rfi) and where they occur on
different CPUs (external reads-from, or rfe).
For our purposes, a memory location's initial value is treated as
though it had been written there by an imaginary initial store that
executes on a separate CPU before the program runs.
Usage of the rf relation implicitly assumes that loads will always
read from a single store. It doesn't apply properly in the presence
of load-tearing, where a load obtains some of its bits from one store
and some of them from another store. Fortunately, use of READ_ONCE()
and WRITE_ONCE() will prevent load-tearing; it's not possible to have:
int x = 0;
P0()
{
WRITE_ONCE(x, 0x1234);
}
P1()
{
int r1;
r1 = READ_ONCE(x);
}
and end up with r1 = 0x1200 (partly from x's initial value and partly
from the value stored by P0).
On the other hand, load-tearing is unavoidable when mixed-size
accesses are used. Consider this example:
union {
u32 w;
u16 h[2];
} x;
P0()
{
WRITE_ONCE(x.h[0], 0x1234);
WRITE_ONCE(x.h[1], 0x5678);
}
P1()
{
int r1;
r1 = READ_ONCE(x.w);
}
If r1 = 0x56781234 (little-endian!) at the end, then P1 must have read
from both of P0's stores. It is possible to handle mixed-size and
unaligned accesses in a memory model, but the LKMM currently does not
attempt to do so. It requires all accesses to be properly aligned and
of the location's actual size.
CACHE COHERENCE AND THE COHERENCE ORDER RELATION: co, coi, and coe
------------------------------------------------------------------
Cache coherence is a general principle requiring that in a
multi-processor system, the CPUs must share a consistent view of the
memory contents. Specifically, it requires that for each location in
shared memory, the stores to that location must form a single global
ordering which all the CPUs agree on (the coherence order), and this
ordering must be consistent with the program order for accesses to
that location.
To put it another way, for any variable x, the coherence order (co) of
the stores to x is simply the order in which the stores overwrite one
another. The imaginary store which establishes x's initial value
comes first in the coherence order; the store which directly
overwrites the initial value comes second; the store which overwrites
that value comes third, and so on.
You can think of the coherence order as being the order in which the
stores reach x's location in memory (or if you prefer a more
hardware-centric view, the order in which the stores get written to
x's cache line). We write W ->co W' if W comes before W' in the
coherence order, that is, if the value stored by W gets overwritten,
directly or indirectly, by the value stored by W'.
Coherence order is required to be consistent with program order. This
requirement takes the form of four coherency rules:
Write-write coherence: If W ->po-loc W' (i.e., W comes before
W' in program order and they access the same location), where W
and W' are two stores, then W ->co W'.
Write-read coherence: If W ->po-loc R, where W is a store and R
is a load, then R must read from W or from some other store
which comes after W in the coherence order.
Read-write coherence: If R ->po-loc W, where R is a load and W
is a store, then the store which R reads from must come before
W in the coherence order.
Read-read coherence: If R ->po-loc R', where R and R' are two
loads, then either they read from the same store or else the
store read by R comes before the store read by R' in the
coherence order.
This is sometimes referred to as sequential consistency per variable,
because it means that the accesses to any single memory location obey
the rules of the Sequential Consistency memory model. (According to
Wikipedia, sequential consistency per variable and cache coherence
mean the same thing except that cache coherence includes an extra
requirement that every store eventually becomes visible to every CPU.)
Any reasonable memory model will include cache coherence. Indeed, our
expectation of cache coherence is so deeply ingrained that violations
of its requirements look more like hardware bugs than programming
errors:
int x;
P0()
{
WRITE_ONCE(x, 17);
WRITE_ONCE(x, 23);
}
If the final value stored in x after this code ran was 17, you would
think your computer was broken. It would be a violation of the
write-write coherence rule: Since the store of 23 comes later in
program order, it must also come later in x's coherence order and
thus must overwrite the store of 17.
int x = 0;
P0()
{
int r1;
r1 = READ_ONCE(x);
WRITE_ONCE(x, 666);
}
If r1 = 666 at the end, this would violate the read-write coherence
rule: The READ_ONCE() load comes before the WRITE_ONCE() store in
program order, so it must not read from that store but rather from one
coming earlier in the coherence order (in this case, x's initial
value).
int x = 0;
P0()
{
WRITE_ONCE(x, 5);
}
P1()
{
int r1, r2;
r1 = READ_ONCE(x);
r2 = READ_ONCE(x);
}
If r1 = 5 (reading from P0's store) and r2 = 0 (reading from the
imaginary store which establishes x's initial value) at the end, this
would violate the read-read coherence rule: The r1 load comes before
the r2 load in program order, so it must not read from a store that
comes later in the coherence order.
(As a minor curiosity, if this code had used normal loads instead of
READ_ONCE() in P1, on Itanium it sometimes could end up with r1 = 5
and r2 = 0! This results from parallel execution of the operations
encoded in Itanium's Very-Long-Instruction-Word format, and it is yet
another motivation for using READ_ONCE() when accessing shared memory
locations.)
Just like the po relation, co is inherently an ordering -- it is not
possible for a store to directly or indirectly overwrite itself! And
just like with the rf relation, we distinguish between stores that
occur on the same CPU (internal coherence order, or coi) and stores
that occur on different CPUs (external coherence order, or coe).
On the other hand, stores to different memory locations are never
related by co, just as instructions on different CPUs are never
related by po. Coherence order is strictly per-location, or if you
prefer, each location has its own independent coherence order.
THE FROM-READS RELATION: fr, fri, and fre
-----------------------------------------
The from-reads relation (fr) can be a little difficult for people to
grok. It describes the situation where a load reads a value that gets
overwritten by a store. In other words, we have R ->fr W when the
value that R reads is overwritten (directly or indirectly) by W, or
equivalently, when R reads from a store which comes earlier than W in
the coherence order.
For example:
int x = 0;
P0()
{
int r1;
r1 = READ_ONCE(x);
WRITE_ONCE(x, 2);
}
The value loaded from x will be 0 (assuming cache coherence!), and it
gets overwritten by the value 2. Thus there is an fr link from the
READ_ONCE() to the WRITE_ONCE(). If the code contained any later
stores to x, there would also be fr links from the READ_ONCE() to
them.
As with rf, rfi, and rfe, we subdivide the fr relation into fri (when
the load and the store are on the same CPU) and fre (when they are on
different CPUs).
Note that the fr relation is determined entirely by the rf and co
relations; it is not independent. Given a read event R and a write
event W for the same location, we will have R ->fr W if and only if
the write which R reads from is co-before W. In symbols,
(R ->fr W) := (there exists W' with W' ->rf R and W' ->co W).
AN OPERATIONAL MODEL
--------------------
The LKMM is based on various operational memory models, meaning that
the models arise from an abstract view of how a computer system
operates. Here are the main ideas, as incorporated into the LKMM.
The system as a whole is divided into the CPUs and a memory subsystem.
The CPUs are responsible for executing instructions (not necessarily
in program order), and they communicate with the memory subsystem.
For the most part, executing an instruction requires a CPU to perform
only internal operations. However, loads, stores, and fences involve
more.
When CPU C executes a store instruction, it tells the memory subsystem
to store a certain value at a certain location. The memory subsystem
propagates the store to all the other CPUs as well as to RAM. (As a
special case, we say that the store propagates to its own CPU at the
time it is executed.) The memory subsystem also determines where the
store falls in the location's coherence order. In particular, it must
arrange for the store to be co-later than (i.e., to overwrite) any
other store to the same location which has already propagated to CPU C.
When a CPU executes a load instruction R, it first checks to see
whether there are any as-yet unexecuted store instructions, for the
same location, that come before R in program order. If there are, it
uses the value of the po-latest such store as the value obtained by R,
and we say that the store's value is forwarded to R. Otherwise, the
CPU asks the memory subsystem for the value to load and we say that R
is satisfied from memory. The memory subsystem hands back the value
of the co-latest store to the location in question which has already
propagated to that CPU.
(In fact, the picture needs to be a little more complicated than this.
CPUs have local caches, and propagating a store to a CPU really means
propagating it to the CPU's local cache. A local cache can take some
time to process the stores that it receives, and a store can't be used
to satisfy one of the CPU's loads until it has been processed. On
most architectures, the local caches process stores in
First-In-First-Out order, and consequently the processing delay
doesn't matter for the memory model. But on Alpha, the local caches
have a partitioned design that results in non-FIFO behavior. We will
discuss this in more detail later.)
Note that load instructions may be executed speculatively and may be
restarted under certain circumstances. The memory model ignores these
premature executions; we simply say that the load executes at the
final time it is forwarded or satisfied.
Executing a fence (or memory barrier) instruction doesn't require a
CPU to do anything special other than informing the memory subsystem
about the fence. However, fences do constrain the way CPUs and the
memory subsystem handle other instructions, in two respects.
First, a fence forces the CPU to execute various instructions in
program order. Exactly which instructions are ordered depends on the
type of fence:
Strong fences, including smp_mb() and synchronize_rcu(), force
the CPU to execute all po-earlier instructions before any
po-later instructions;
smp_rmb() forces the CPU to execute all po-earlier loads
before any po-later loads;
smp_wmb() forces the CPU to execute all po-earlier stores
before any po-later stores;
Acquire fences, such as smp_load_acquire(), force the CPU to
execute the load associated with the fence (e.g., the load
part of an smp_load_acquire()) before any po-later
instructions;
Release fences, such as smp_store_release(), force the CPU to
execute all po-earlier instructions before the store
associated with the fence (e.g., the store part of an
smp_store_release()).
Second, some types of fence affect the way the memory subsystem
propagates stores. When a fence instruction is executed on CPU C:
For each other CPU C', smb_wmb() forces all po-earlier stores
on C to propagate to C' before any po-later stores do.
For each other CPU C', any store which propagates to C before
a release fence is executed (including all po-earlier
stores executed on C) is forced to propagate to C' before the
store associated with the release fence does.
Any store which propagates to C before a strong fence is
executed (including all po-earlier stores on C) is forced to
propagate to all other CPUs before any instructions po-after
the strong fence are executed on C.
The propagation ordering enforced by release fences and strong fences
affects stores from other CPUs that propagate to CPU C before the
fence is executed, as well as stores that are executed on C before the
fence. We describe this property by saying that release fences and
strong fences are A-cumulative. By contrast, smp_wmb() fences are not
A-cumulative; they only affect the propagation of stores that are
executed on C before the fence (i.e., those which precede the fence in
program order).
smp_read_barrier_depends(), rcu_read_lock(), rcu_read_unlock(), and
synchronize_rcu() fences have other properties which we discuss later.
PROPAGATION ORDER RELATION: cumul-fence
---------------------------------------
The fences which affect propagation order (i.e., strong, release, and
smp_wmb() fences) are collectively referred to as cumul-fences, even
though smp_wmb() isn't A-cumulative. The cumul-fence relation is
defined to link memory access events E and F whenever:
E and F are both stores on the same CPU and an smp_wmb() fence
event occurs between them in program order; or
F is a release fence and some X comes before F in program order,
where either X = E or else E ->rf X; or
A strong fence event occurs between some X and F in program
order, where either X = E or else E ->rf X.
The operational model requires that whenever W and W' are both stores
and W ->cumul-fence W', then W must propagate to any given CPU
before W' does. However, for different CPUs C and C', it does not
require W to propagate to C before W' propagates to C'.
DERIVATION OF THE LKMM FROM THE OPERATIONAL MODEL
-------------------------------------------------
The LKMM is derived from the restrictions imposed by the design
outlined above. These restrictions involve the necessity of
maintaining cache coherence and the fact that a CPU can't operate on a
value before it knows what that value is, among other things.
The formal version of the LKMM is defined by five requirements, or
axioms:
Sequential consistency per variable: This requires that the
system obey the four coherency rules.
Atomicity: This requires that atomic read-modify-write
operations really are atomic, that is, no other stores can
sneak into the middle of such an update.
Happens-before: This requires that certain instructions are
executed in a specific order.
Propagation: This requires that certain stores propagate to
CPUs and to RAM in a specific order.
Rcu: This requires that RCU read-side critical sections and
grace periods obey the rules of RCU, in particular, the
Grace-Period Guarantee.
The first and second are quite common; they can be found in many
memory models (such as those for C11/C++11). The "happens-before" and
"propagation" axioms have analogs in other memory models as well. The
"rcu" axiom is specific to the LKMM.
Each of these axioms is discussed below.
SEQUENTIAL CONSISTENCY PER VARIABLE
-----------------------------------
According to the principle of cache coherence, the stores to any fixed
shared location in memory form a global ordering. We can imagine
inserting the loads from that location into this ordering, by placing
each load between the store that it reads from and the following
store. This leaves the relative positions of loads that read from the
same store unspecified; let's say they are inserted in program order,
first for CPU 0, then CPU 1, etc.
You can check that the four coherency rules imply that the rf, co, fr,
and po-loc relations agree with this global ordering; in other words,
whenever we have X ->rf Y or X ->co Y or X ->fr Y or X ->po-loc Y, the
X event comes before the Y event in the global ordering. The LKMM's
"coherence" axiom expresses this by requiring the union of these
relations not to have any cycles. This means it must not be possible
to find events
X0 -> X1 -> X2 -> ... -> Xn -> X0,
where each of the links is either rf, co, fr, or po-loc. This has to
hold if the accesses to the fixed memory location can be ordered as
cache coherence demands.
Although it is not obvious, it can be shown that the converse is also
true: This LKMM axiom implies that the four coherency rules are
obeyed.
ATOMIC UPDATES: rmw
-------------------
What does it mean to say that a read-modify-write (rmw) update, such
as atomic_inc(&x), is atomic? It means that the memory location (x in
this case) does not get altered between the read and the write events
making up the atomic operation. In particular, if two CPUs perform
atomic_inc(&x) concurrently, it must be guaranteed that the final
value of x will be the initial value plus two. We should never have
the following sequence of events:
CPU 0 loads x obtaining 13;
CPU 1 loads x obtaining 13;
CPU 0 stores 14 to x;
CPU 1 stores 14 to x;
where the final value of x is wrong (14 rather than 15).
In this example, CPU 0's increment effectively gets lost because it
occurs in between CPU 1's load and store. To put it another way, the
problem is that the position of CPU 0's store in x's coherence order
is between the store that CPU 1 reads from and the store that CPU 1
performs.
The same analysis applies to all atomic update operations. Therefore,
to enforce atomicity the LKMM requires that atomic updates follow this
rule: Whenever R and W are the read and write events composing an
atomic read-modify-write and W' is the write event which R reads from,
there must not be any stores coming between W' and W in the coherence
order. Equivalently,
(R ->rmw W) implies (there is no X with R ->fr X and X ->co W),
where the rmw relation links the read and write events making up each
atomic update. This is what the LKMM's "atomic" axiom says.
THE PRESERVED PROGRAM ORDER RELATION: ppo
-----------------------------------------
There are many situations where a CPU is obligated to execute two
instructions in program order. We amalgamate them into the ppo (for
"preserved program order") relation, which links the po-earlier
instruction to the po-later instruction and is thus a sub-relation of
po.
The operational model already includes a description of one such
situation: Fences are a source of ppo links. Suppose X and Y are
memory accesses with X ->po Y; then the CPU must execute X before Y if
any of the following hold:
A strong (smp_mb() or synchronize_rcu()) fence occurs between
X and Y;
X and Y are both stores and an smp_wmb() fence occurs between
them;
X and Y are both loads and an smp_rmb() fence occurs between
them;
X is also an acquire fence, such as smp_load_acquire();
Y is also a release fence, such as smp_store_release().
Another possibility, not mentioned earlier but discussed in the next
section, is:
X and Y are both loads, X ->addr Y (i.e., there is an address
dependency from X to Y), and an smp_read_barrier_depends()
fence occurs between them.
Dependencies can also cause instructions to be executed in program
order. This is uncontroversial when the second instruction is a
store; either a data, address, or control dependency from a load R to
a store W will force the CPU to execute R before W. This is very
simply because the CPU cannot tell the memory subsystem about W's
store before it knows what value should be stored (in the case of a
data dependency), what location it should be stored into (in the case
of an address dependency), or whether the store should actually take
place (in the case of a control dependency).
Dependencies to load instructions are more problematic. To begin with,
there is no such thing as a data dependency to a load. Next, a CPU
has no reason to respect a control dependency to a load, because it
can always satisfy the second load speculatively before the first, and
then ignore the result if it turns out that the second load shouldn't
be executed after all. And lastly, the real difficulties begin when
we consider address dependencies to loads.
To be fair about it, all Linux-supported architectures do execute
loads in program order if there is an address dependency between them.
After all, a CPU cannot ask the memory subsystem to load a value from
a particular location before it knows what that location is. However,
the split-cache design used by Alpha can cause it to behave in a way
that looks as if the loads were executed out of order (see the next
section for more details). For this reason, the LKMM does not include
address dependencies between read events in the ppo relation unless an
smp_read_barrier_depends() fence is present.
On the other hand, dependencies can indirectly affect the ordering of
two loads. This happens when there is a dependency from a load to a
store and a second, po-later load reads from that store:
R ->dep W ->rfi R',
where the dep link can be either an address or a data dependency. In
this situation we know it is possible for the CPU to execute R' before
W, because it can forward the value that W will store to R'. But it
cannot execute R' before R, because it cannot forward the value before
it knows what that value is, or that W and R' do access the same
location. However, if there is merely a control dependency between R
and W then the CPU can speculatively forward W to R' before executing
R; if the speculation turns out to be wrong then the CPU merely has to
restart or abandon R'.
(In theory, a CPU might forward a store to a load when it runs across
an address dependency like this:
r1 = READ_ONCE(ptr);
WRITE_ONCE(*r1, 17);
r2 = READ_ONCE(*r1);
because it could tell that the store and the second load access the
same location even before it knows what the location's address is.
However, none of the architectures supported by the Linux kernel do
this.)
Two memory accesses of the same location must always be executed in
program order if the second access is a store. Thus, if we have
R ->po-loc W
(the po-loc link says that R comes before W in program order and they
access the same location), the CPU is obliged to execute W after R.
If it executed W first then the memory subsystem would respond to R's
read request with the value stored by W (or an even later store), in
violation of the read-write coherence rule. Similarly, if we had
W ->po-loc W'
and the CPU executed W' before W, then the memory subsystem would put
W' before W in the coherence order. It would effectively cause W to
overwrite W', in violation of the write-write coherence rule.
(Interestingly, an early ARMv8 memory model, now obsolete, proposed
allowing out-of-order writes like this to occur. The model avoided
violating the write-write coherence rule by requiring the CPU not to
send the W write to the memory subsystem at all!)
There is one last example of preserved program order in the LKMM: when
a load-acquire reads from an earlier store-release. For example:
smp_store_release(&x, 123);
r1 = smp_load_acquire(&x);
If the smp_load_acquire() ends up obtaining the 123 value that was
stored by the smp_store_release(), the LKMM says that the load must be
executed after the store; the store cannot be forwarded to the load.
This requirement does not arise from the operational model, but it
yields correct predictions on all architectures supported by the Linux
kernel, although for differing reasons.
On some architectures, including x86 and ARMv8, it is true that the
store cannot be forwarded to the load. On others, including PowerPC
and ARMv7, smp_store_release() generates object code that starts with
a fence and smp_load_acquire() generates object code that ends with a
fence. The upshot is that even though the store may be forwarded to
the load, it is still true that any instruction preceding the store
will be executed before the load or any following instructions, and
the store will be executed before any instruction following the load.
AND THEN THERE WAS ALPHA
------------------------
As mentioned above, the Alpha architecture is unique in that it does
not appear to respect address dependencies to loads. This means that
code such as the following:
int x = 0;
int y = -1;
int *ptr = &y;
P0()
{
WRITE_ONCE(x, 1);
smp_wmb();
WRITE_ONCE(ptr, &x);
}
P1()
{
int *r1;
int r2;
r1 = READ_ONCE(ptr);
r2 = READ_ONCE(*r1);
}
can malfunction on Alpha systems. It is quite possible that r1 = &x
and r2 = 0 at the end, in spite of the address dependency.
At first glance this doesn't seem to make sense. We know that the
smp_wmb() forces P0's store to x to propagate to P1 before the store
to ptr does. And since P1 can't execute its second load
until it knows what location to load from, i.e., after executing its
first load, the value x = 1 must have propagated to P1 before the
second load executed. So why doesn't r2 end up equal to 1?
The answer lies in the Alpha's split local caches. Although the two
stores do reach P1's local cache in the proper order, it can happen
that the first store is processed by a busy part of the cache while
the second store is processed by an idle part. As a result, the x = 1
value may not become available for P1's CPU to read until after the
ptr = &x value does, leading to the undesirable result above. The
final effect is that even though the two loads really are executed in
program order, it appears that they aren't.
This could not have happened if the local cache had processed the
incoming stores in FIFO order. In constrast, other architectures
maintain at least the appearance of FIFO order.
In practice, this difficulty is solved by inserting an
smp_read_barrier_depends() fence between P1's two loads. The effect
of this fence is to cause the CPU not to execute any po-later
instructions until after the local cache has finished processing all
the stores it has already received. Thus, if the code was changed to:
P1()
{
int *r1;
int r2;
r1 = READ_ONCE(ptr);
smp_read_barrier_depends();
r2 = READ_ONCE(*r1);
}
then we would never get r1 = &x and r2 = 0. By the time P1 executed
its second load, the x = 1 store would already be fully processed by
the local cache and available for satisfying the read request.
The LKMM requires that smp_rmb(), acquire fences, and strong fences
share this property with smp_read_barrier_depends(): They do not allow
the CPU to execute any po-later instructions (or po-later loads in the
case of smp_rmb()) until all outstanding stores have been processed by
the local cache. In the case of a strong fence, the CPU first has to
wait for all of its po-earlier stores to propagate to every other CPU
in the system; then it has to wait for the local cache to process all
the stores received as of that time -- not just the stores received
when the strong fence began.
And of course, none of this matters for any architecture other than
Alpha.
THE HAPPENS-BEFORE RELATION: hb
-------------------------------
The happens-before relation (hb) links memory accesses that have to
execute in a certain order. hb includes the ppo relation and two
others, one of which is rfe.
W ->rfe R implies that W and R are on different CPUs. It also means
that W's store must have propagated to R's CPU before R executed;
otherwise R could not have read the value stored by W. Therefore W
must have executed before R, and so we have W ->hb R.
The equivalent fact need not hold if W ->rfi R (i.e., W and R are on
the same CPU). As we have already seen, the operational model allows
W's value to be forwarded to R in such cases, meaning that R may well
execute before W does.
It's important to understand that neither coe nor fre is included in
hb, despite their similarities to rfe. For example, suppose we have
W ->coe W'. This means that W and W' are stores to the same location,
they execute on different CPUs, and W comes before W' in the coherence
order (i.e., W' overwrites W). Nevertheless, it is possible for W' to
execute before W, because the decision as to which store overwrites
the other is made later by the memory subsystem. When the stores are
nearly simultaneous, either one can come out on top. Similarly,
R ->fre W means that W overwrites the value which R reads, but it
doesn't mean that W has to execute after R. All that's necessary is
for the memory subsystem not to propagate W to R's CPU until after R
has executed, which is possible if W executes shortly before R.
The third relation included in hb is like ppo, in that it only links
events that are on the same CPU. However it is more difficult to
explain, because it arises only indirectly from the requirement of
cache coherence. The relation is called prop, and it links two events
on CPU C in situations where a store from some other CPU comes after
the first event in the coherence order and propagates to C before the
second event executes.
This is best explained with some examples. The simplest case looks
like this:
int x;
P0()
{
int r1;
WRITE_ONCE(x, 1);
r1 = READ_ONCE(x);
}
P1()
{
WRITE_ONCE(x, 8);
}
If r1 = 8 at the end then P0's accesses must have executed in program
order. We can deduce this from the operational model; if P0's load
had executed before its store then the value of the store would have
been forwarded to the load, so r1 would have ended up equal to 1, not
8. In this case there is a prop link from P0's write event to its read
event, because P1's store came after P0's store in x's coherence
order, and P1's store propagated to P0 before P0's load executed.
An equally simple case involves two loads of the same location that
read from different stores:
int x = 0;
P0()
{
int r1, r2;
r1 = READ_ONCE(x);
r2 = READ_ONCE(x);
}
P1()
{
WRITE_ONCE(x, 9);
}
If r1 = 0 and r2 = 9 at the end then P0's accesses must have executed
in program order. If the second load had executed before the first
then the x = 9 store must have been propagated to P0 before the first
load executed, and so r1 would have been 9 rather than 0. In this
case there is a prop link from P0's first read event to its second,
because P1's store overwrote the value read by P0's first load, and
P1's store propagated to P0 before P0's second load executed.
Less trivial examples of prop all involve fences. Unlike the simple
examples above, they can require that some instructions are executed
out of program order. This next one should look familiar:
int buf = 0, flag = 0;
P0()
{
WRITE_ONCE(buf, 1);
smp_wmb();
WRITE_ONCE(flag, 1);
}
P1()
{
int r1;
int r2;
r1 = READ_ONCE(flag);
r2 = READ_ONCE(buf);
}
This is the MP pattern again, with an smp_wmb() fence between the two
stores. If r1 = 1 and r2 = 0 at the end then there is a prop link
from P1's second load to its first (backwards!). The reason is
similar to the previous examples: The value P1 loads from buf gets
overwritten by P0's store to buf, the fence guarantees that the store
to buf will propagate to P1 before the store to flag does, and the
store to flag propagates to P1 before P1 reads flag.
The prop link says that in order to obtain the r1 = 1, r2 = 0 result,
P1 must execute its second load before the first. Indeed, if the load
from flag were executed first, then the buf = 1 store would already
have propagated to P1 by the time P1's load from buf executed, so r2
would have been 1 at the end, not 0. (The reasoning holds even for
Alpha, although the details are more complicated and we will not go
into them.)
But what if we put an smp_rmb() fence between P1's loads? The fence
would force the two loads to be executed in program order, and it
would generate a cycle in the hb relation: The fence would create a ppo
link (hence an hb link) from the first load to the second, and the
prop relation would give an hb link from the second load to the first.
Since an instruction can't execute before itself, we are forced to
conclude that if an smp_rmb() fence is added, the r1 = 1, r2 = 0
outcome is impossible -- as it should be.
The formal definition of the prop relation involves a coe or fre link,
followed by an arbitrary number of cumul-fence links, ending with an
rfe link. You can concoct more exotic examples, containing more than
one fence, although this quickly leads to diminishing returns in terms
of complexity. For instance, here's an example containing a coe link
followed by two fences and an rfe link, utilizing the fact that
release fences are A-cumulative:
int x, y, z;
P0()
{
int r0;
WRITE_ONCE(x, 1);
r0 = READ_ONCE(z);
}
P1()
{
WRITE_ONCE(x, 2);
smp_wmb();
WRITE_ONCE(y, 1);
}
P2()
{
int r2;
r2 = READ_ONCE(y);
smp_store_release(&z, 1);
}
If x = 2, r0 = 1, and r2 = 1 after this code runs then there is a prop
link from P0's store to its load. This is because P0's store gets
overwritten by P1's store since x = 2 at the end (a coe link), the
smp_wmb() ensures that P1's store to x propagates to P2 before the
store to y does (the first fence), the store to y propagates to P2
before P2's load and store execute, P2's smp_store_release()
guarantees that the stores to x and y both propagate to P0 before the
store to z does (the second fence), and P0's load executes after the
store to z has propagated to P0 (an rfe link).
In summary, the fact that the hb relation links memory access events
in the order they execute means that it must not have cycles. This
requirement is the content of the LKMM's "happens-before" axiom.
The LKMM defines yet another relation connected to times of
instruction execution, but it is not included in hb. It relies on the
particular properties of strong fences, which we cover in the next
section.
THE PROPAGATES-BEFORE RELATION: pb
----------------------------------
The propagates-before (pb) relation capitalizes on the special
features of strong fences. It links two events E and F whenever some
store is coherence-later than E and propagates to every CPU and to RAM
before F executes. The formal definition requires that E be linked to
F via a coe or fre link, an arbitrary number of cumul-fences, an
optional rfe link, a strong fence, and an arbitrary number of hb
links. Let's see how this definition works out.
Consider first the case where E is a store (implying that the sequence
of links begins with coe). Then there are events W, X, Y, and Z such
that:
E ->coe W ->cumul-fence* X ->rfe? Y ->strong-fence Z ->hb* F,
where the * suffix indicates an arbitrary number of links of the
specified type, and the ? suffix indicates the link is optional (Y may
be equal to X). Because of the cumul-fence links, we know that W will
propagate to Y's CPU before X does, hence before Y executes and hence
before the strong fence executes. Because this fence is strong, we
know that W will propagate to every CPU and to RAM before Z executes.
And because of the hb links, we know that Z will execute before F.
Thus W, which comes later than E in the coherence order, will
propagate to every CPU and to RAM before F executes.
The case where E is a load is exactly the same, except that the first
link in the sequence is fre instead of coe.
The existence of a pb link from E to F implies that E must execute
before F. To see why, suppose that F executed first. Then W would
have propagated to E's CPU before E executed. If E was a store, the
memory subsystem would then be forced to make E come after W in the
coherence order, contradicting the fact that E ->coe W. If E was a
load, the memory subsystem would then be forced to satisfy E's read
request with the value stored by W or an even later store,
contradicting the fact that E ->fre W.
A good example illustrating how pb works is the SB pattern with strong
fences:
int x = 0, y = 0;
P0()
{
int r0;
WRITE_ONCE(x, 1);
smp_mb();
r0 = READ_ONCE(y);
}
P1()
{
int r1;
WRITE_ONCE(y, 1);
smp_mb();
r1 = READ_ONCE(x);
}
If r0 = 0 at the end then there is a pb link from P0's load to P1's
load: an fre link from P0's load to P1's store (which overwrites the
value read by P0), and a strong fence between P1's store and its load.
In this example, the sequences of cumul-fence and hb links are empty.
Note that this pb link is not included in hb as an instance of prop,
because it does not start and end on the same CPU.
Similarly, if r1 = 0 at the end then there is a pb link from P1's load
to P0's. This means that if both r1 and r2 were 0 there would be a
cycle in pb, which is not possible since an instruction cannot execute
before itself. Thus, adding smp_mb() fences to the SB pattern
prevents the r0 = 0, r1 = 0 outcome.
In summary, the fact that the pb relation links events in the order
they execute means that it cannot have cycles. This requirement is
the content of the LKMM's "propagation" axiom.
RCU RELATIONS: link, gp-link, rscs-link, and rcu-path
-----------------------------------------------------
RCU (Read-Copy-Update) is a powerful synchronization mechanism. It
rests on two concepts: grace periods and read-side critical sections.
A grace period is the span of time occupied by a call to
synchronize_rcu(). A read-side critical section (or just critical
section, for short) is a region of code delimited by rcu_read_lock()
at the start and rcu_read_unlock() at the end. Critical sections can
be nested, although we won't make use of this fact.
As far as memory models are concerned, RCU's main feature is its
Grace-Period Guarantee, which states that a critical section can never
span a full grace period. In more detail, the Guarantee says:
If a critical section starts before a grace period then it
must end before the grace period does. In addition, every
store that propagates to the critical section's CPU before the
end of the critical section must propagate to every CPU before
the end of the grace period.
If a critical section ends after a grace period ends then it
must start after the grace period does. In addition, every
store that propagates to the grace period's CPU before the
start of the grace period must propagate to every CPU before
the start of the critical section.
Here is a simple example of RCU in action:
int x, y;
P0()
{
rcu_read_lock();
WRITE_ONCE(x, 1);
WRITE_ONCE(y, 1);
rcu_read_unlock();
}
P1()
{
int r1, r2;
r1 = READ_ONCE(x);
synchronize_rcu();
r2 = READ_ONCE(y);
}
The Grace Period Guarantee tells us that when this code runs, it will
never end with r1 = 1 and r2 = 0. The reasoning is as follows. r1 = 1
means that P0's store to x propagated to P1 before P1 called
synchronize_rcu(), so P0's critical section must have started before
P1's grace period. On the other hand, r2 = 0 means that P0's store to
y, which occurs before the end of the critical section, did not
propagate to P1 before the end of the grace period, violating the
Guarantee.
In the kernel's implementations of RCU, the business about stores
propagating to every CPU is realized by placing strong fences at
suitable places in the RCU-related code. Thus, if a critical section
starts before a grace period does then the critical section's CPU will
execute an smp_mb() fence after the end of the critical section and
some time before the grace period's synchronize_rcu() call returns.
And if a critical section ends after a grace period does then the
synchronize_rcu() routine will execute an smp_mb() fence at its start
and some time before the critical section's opening rcu_read_lock()
executes.
What exactly do we mean by saying that a critical section "starts
before" or "ends after" a grace period? Some aspects of the meaning
are pretty obvious, as in the example above, but the details aren't
entirely clear. The LKMM formalizes this notion by means of a
relation with the unfortunately generic name "link". It is a very
general relation; among other things, X ->link Z includes cases where
X happens-before or is equal to some event Y which is equal to or
comes before Z in the coherence order. Taking Y = Z, this says that
X ->rfe Z implies X ->link Z, and taking Y = X, it says that X ->fr Z
and X ->co Z each imply X ->link Z.
The formal definition of the link relation is more than a little
obscure, and we won't give it here. It is closely related to the pb
relation, and the details don't matter unless you want to comb through
a somewhat lengthy formal proof. Pretty much all you need to know
about link is the information in the preceding paragraph.
The LKMM goes on to define the gp-link and rscs-link relations. They
bring grace periods and read-side critical sections into the picture,
in the following way:
E ->gp-link F means there is a synchronize_rcu() fence event S
and an event X such that E ->po S, either S ->po X or S = X,
and X ->link F. In other words, E and F are connected by a
grace period followed by an instance of link.
E ->rscs-link F means there is a critical section delimited by
an rcu_read_lock() fence L and an rcu_read_unlock() fence U,
and an event X such that E ->po U, either L ->po X or L = X,
and X ->link F. Roughly speaking, this says that some event
in the same critical section as E is connected by link to F.
If we think of the link relation as standing for an extended "before",
then E ->gp-link F says that E executes before a grace period which
ends before F executes. (In fact it says more than this, because it
includes cases where E executes before a grace period and some store
propagates to F's CPU before F executes and doesn't propagate to some
other CPU until after the grace period ends.) Similarly,
E ->rscs-link F says that E is part of (or before the start of) a
critical section which starts before F executes.
Putting this all together, the LKMM expresses the Grace Period
Guarantee by requiring that there are no cycles consisting of gp-link
and rscs-link connections in which the number of gp-link instances is
>= the number of rscs-link instances. It does this by defining the
rcu-path relation to link events E and F whenever it is possible to
pass from E to F by a sequence of gp-link and rscs-link connections
with at least as many of the former as the latter. The LKMM's "rcu"
axiom then says that there are no events E such that E ->rcu-path E.
Justifying this axiom takes some intellectual effort, but it is in
fact a valid formalization of the Grace Period Guarantee. We won't
attempt to go through the detailed argument, but the following
analysis gives a taste of what is involved. Suppose we have a
violation of the first part of the Guarantee: A critical section
starts before a grace period, and some store propagates to the
critical section's CPU before the end of the critical section but
doesn't propagate to some other CPU until after the end of the grace
period.
Putting symbols to these ideas, let L and U be the rcu_read_lock() and
rcu_read_unlock() fence events delimiting the critical section in
question, and let S be the synchronize_rcu() fence event for the grace
period. Saying that the critical section starts before S means there
are events E and F where E is po-after L (which marks the start of the
critical section), E is "before" F in the sense of the link relation,
and F is po-before the grace period S:
L ->po E ->link F ->po S.
Let W be the store mentioned above, let Z come before the end of the
critical section and witness that W propagates to the critical
section's CPU by reading from W, and let Y on some arbitrary CPU be a
witness that W has not propagated to that CPU, where Y happens after
some event X which is po-after S. Symbolically, this amounts to:
S ->po X ->hb* Y ->fr W ->rf Z ->po U.
The fr link from Y to W indicates that W has not propagated to Y's CPU
at the time that Y executes. From this, it can be shown (see the
discussion of the link relation earlier) that X and Z are connected by
link, yielding:
S ->po X ->link Z ->po U.
These formulas say that S is po-between F and X, hence F ->gp-link Z
via X. They also say that Z comes before the end of the critical
section and E comes after its start, hence Z ->rscs-link F via E. But
now we have a forbidden cycle: F ->gp-link Z ->rscs-link F. Thus the
"rcu" axiom rules out this violation of the Grace Period Guarantee.
For something a little more down-to-earth, let's see how the axiom
works out in practice. Consider the RCU code example from above, this
time with statement labels added to the memory access instructions:
int x, y;
P0()
{
rcu_read_lock();
W: WRITE_ONCE(x, 1);
X: WRITE_ONCE(y, 1);
rcu_read_unlock();
}
P1()
{
int r1, r2;
Y: r1 = READ_ONCE(x);
synchronize_rcu();
Z: r2 = READ_ONCE(y);
}
If r2 = 0 at the end then P0's store at X overwrites the value
that P1's load at Z reads from, so we have Z ->fre X and thus
Z ->link X. In addition, there is a synchronize_rcu() between Y and
Z, so therefore we have Y ->gp-link X.
If r1 = 1 at the end then P1's load at Y reads from P0's store at W,
so we have W ->link Y. In addition, W and X are in the same critical
section, so therefore we have X ->rscs-link Y.
This gives us a cycle, Y ->gp-link X ->rscs-link Y, with one gp-link
and one rscs-link, violating the "rcu" axiom. Hence the outcome is
not allowed by the LKMM, as we would expect.
For contrast, let's see what can happen in a more complicated example:
int x, y, z;
P0()
{
int r0;
rcu_read_lock();
W: r0 = READ_ONCE(x);
X: WRITE_ONCE(y, 1);
rcu_read_unlock();
}
P1()
{
int r1;
Y: r1 = READ_ONCE(y);
synchronize_rcu();
Z: WRITE_ONCE(z, 1);
}
P2()
{
int r2;
rcu_read_lock();
U: r2 = READ_ONCE(z);
V: WRITE_ONCE(x, 1);
rcu_read_unlock();
}
If r0 = r1 = r2 = 1 at the end, then similar reasoning to before shows
that W ->rscs-link Y via X, Y ->gp-link U via Z, and U ->rscs-link W
via V. And just as before, this gives a cycle:
W ->rscs-link Y ->gp-link U ->rscs-link W.
However, this cycle has fewer gp-link instances than rscs-link
instances, and consequently the outcome is not forbidden by the LKMM.
The following instruction timing diagram shows how it might actually
occur:
P0 P1 P2
-------------------- -------------------- --------------------
rcu_read_lock()
X: WRITE_ONCE(y, 1)
Y: r1 = READ_ONCE(y)
synchronize_rcu() starts
. rcu_read_lock()
. V: WRITE_ONCE(x, 1)
W: r0 = READ_ONCE(x) .
rcu_read_unlock() .
synchronize_rcu() ends
Z: WRITE_ONCE(z, 1)
U: r2 = READ_ONCE(z)
rcu_read_unlock()
This requires P0 and P2 to execute their loads and stores out of
program order, but of course they are allowed to do so. And as you
can see, the Grace Period Guarantee is not violated: The critical
section in P0 both starts before P1's grace period does and ends
before it does, and the critical section in P2 both starts after P1's
grace period does and ends after it does.
ODDS AND ENDS
-------------
This section covers material that didn't quite fit anywhere in the
earlier sections.
The descriptions in this document don't always match the formal
version of the LKMM exactly. For example, the actual formal
definition of the prop relation makes the initial coe or fre part
optional, and it doesn't require the events linked by the relation to
be on the same CPU. These differences are very unimportant; indeed,
instances where the coe/fre part of prop is missing are of no interest
because all the other parts (fences and rfe) are already included in
hb anyway, and where the formal model adds prop into hb, it includes
an explicit requirement that the events being linked are on the same
CPU.
Another minor difference has to do with events that are both memory
accesses and fences, such as those corresponding to smp_load_acquire()
calls. In the formal model, these events aren't actually both reads
and fences; rather, they are read events with an annotation marking
them as acquires. (Or write events annotated as releases, in the case
smp_store_release().) The final effect is the same.
Although we didn't mention it above, the instruction execution
ordering provided by the smp_rmb() fence doesn't apply to read events
that are part of a non-value-returning atomic update. For instance,
given:
atomic_inc(&x);
smp_rmb();
r1 = READ_ONCE(y);
it is not guaranteed that the load from y will execute after the
update to x. This is because the ARMv8 architecture allows
non-value-returning atomic operations effectively to be executed off
the CPU. Basically, the CPU tells the memory subsystem to increment
x, and then the increment is carried out by the memory hardware with
no further involvement from the CPU. Since the CPU doesn't ever read
the value of x, there is nothing for the smp_rmb() fence to act on.
The LKMM defines a few extra synchronization operations in terms of
things we have already covered. In particular, rcu_dereference() and
lockless_dereference() are both treated as a READ_ONCE() followed by
smp_read_barrier_depends() -- which also happens to be how they are
defined in include/linux/rcupdate.h and include/linux/compiler.h,
respectively.
There are a few oddball fences which need special treatment:
smp_mb__before_atomic(), smp_mb__after_atomic(), and
smp_mb__after_spinlock(). The LKMM uses fence events with special
annotations for them; they act as strong fences just like smp_mb()
except for the sets of events that they order. Instead of ordering
all po-earlier events against all po-later events, as smp_mb() does,
they behave as follows:
smp_mb__before_atomic() orders all po-earlier events against
po-later atomic updates and the events following them;
smp_mb__after_atomic() orders po-earlier atomic updates and
the events preceding them against all po-later events;
smp_mb_after_spinlock() orders po-earlier lock acquisition
events and the events preceding them against all po-later
events.
The LKMM includes locking. In fact, there is special code for locking
in the formal model, added in order to make tools run faster.
However, this special code is intended to be exactly equivalent to
concepts we have already covered. A spinlock_t variable is treated
the same as an int, and spin_lock(&s) is treated the same as:
while (cmpxchg_acquire(&s, 0, 1) != 0)
cpu_relax();
which waits until s is equal to 0 and then atomically sets it to 1,
and where the read part of the atomic update is also an acquire fence.
An alternate way to express the same thing would be:
r = xchg_acquire(&s, 1);
along with a requirement that at the end, r = 0. spin_unlock(&s) is
treated the same as:
smp_store_release(&s, 0);
Interestingly, RCU and locking each introduce the possibility of
deadlock. When faced with code sequences such as:
spin_lock(&s);
spin_lock(&s);
spin_unlock(&s);
spin_unlock(&s);
or:
rcu_read_lock();
synchronize_rcu();
rcu_read_unlock();
what does the LKMM have to say? Answer: It says there are no allowed
executions at all, which makes sense. But this can also lead to
misleading results, because if a piece of code has multiple possible
executions, some of which deadlock, the model will report only on the
non-deadlocking executions. For example:
int x, y;
P0()
{
int r0;
WRITE_ONCE(x, 1);
r0 = READ_ONCE(y);
}
P1()
{
rcu_read_lock();
if (READ_ONCE(x) > 0) {
WRITE_ONCE(y, 36);
synchronize_rcu();
}
rcu_read_unlock();
}
Is it possible to end up with r0 = 36 at the end? The LKMM will tell
you it is not, but the model won't mention that this is because P1
will self-deadlock in the executions where it stores 36 in y.
This document provides "recipes", that is, litmus tests for commonly
occurring situations, as well as a few that illustrate subtly broken but
attractive nuisances. Many of these recipes include example code from
v4.13 of the Linux kernel.
The first section covers simple special cases, the second section
takes off the training wheels to cover more involved examples,
and the third section provides a few rules of thumb.
Simple special cases
====================
This section presents two simple special cases, the first being where
there is only one CPU or only one memory location is accessed, and the
second being use of that old concurrency workhorse, locking.
Single CPU or single memory location
------------------------------------
If there is only one CPU on the one hand or only one variable
on the other, the code will execute in order. There are (as
usual) some things to be careful of:
1. Some aspects of the C language are unordered. For example,
in the expression "f(x) + g(y)", the order in which f and g are
called is not defined; the object code is allowed to use either
order or even to interleave the computations.
2. Compilers are permitted to use the "as-if" rule. That is, a
compiler can emit whatever code it likes for normal accesses,
as long as the results of a single-threaded execution appear
just as if the compiler had followed all the relevant rules.
To see this, compile with a high level of optimization and run
the debugger on the resulting binary.
3. If there is only one variable but multiple CPUs, that variable
must be properly aligned and all accesses to that variable must
be full sized. Variables that straddle cachelines or pages void
your full-ordering warranty, as do undersized accesses that load
from or store to only part of the variable.
4. If there are multiple CPUs, accesses to shared variables should
use READ_ONCE() and WRITE_ONCE() or stronger to prevent load/store
tearing, load/store fusing, and invented loads and stores.
There are exceptions to this rule, including:
i. When there is no possibility of a given shared variable
being updated by some other CPU, for example, while
holding the update-side lock, reads from that variable
need not use READ_ONCE().
ii. When there is no possibility of a given shared variable
being either read or updated by other CPUs, for example,
when running during early boot, reads from that variable
need not use READ_ONCE() and writes to that variable
need not use WRITE_ONCE().
Locking
-------
Locking is well-known and straightforward, at least if you don't think
about it too hard. And the basic rule is indeed quite simple: Any CPU that
has acquired a given lock sees any changes previously seen or made by any
CPU before it released that same lock. Note that this statement is a bit
stronger than "Any CPU holding a given lock sees all changes made by any
CPU during the time that CPU was holding this same lock". For example,
consider the following pair of code fragments:
/* See MP+polocks.litmus. */
void CPU0(void)
{
WRITE_ONCE(x, 1);
spin_lock(&mylock);
WRITE_ONCE(y, 1);
spin_unlock(&mylock);
}
void CPU1(void)
{
spin_lock(&mylock);
r0 = READ_ONCE(y);
spin_unlock(&mylock);
r1 = READ_ONCE(x);
}
The basic rule guarantees that if CPU0() acquires mylock before CPU1(),
then both r0 and r1 must be set to the value 1. This also has the
consequence that if the final value of r0 is equal to 1, then the final
value of r1 must also be equal to 1. In contrast, the weaker rule would
say nothing about the final value of r1.
The converse to the basic rule also holds, as illustrated by the
following litmus test:
/* See MP+porevlocks.litmus. */
void CPU0(void)
{
r0 = READ_ONCE(y);
spin_lock(&mylock);
r1 = READ_ONCE(x);
spin_unlock(&mylock);
}
void CPU1(void)
{
spin_lock(&mylock);
WRITE_ONCE(x, 1);
spin_unlock(&mylock);
WRITE_ONCE(y, 1);
}
This converse to the basic rule guarantees that if CPU0() acquires
mylock before CPU1(), then both r0 and r1 must be set to the value 0.
This also has the consequence that if the final value of r1 is equal
to 0, then the final value of r0 must also be equal to 0. In contrast,
the weaker rule would say nothing about the final value of r0.
These examples show only a single pair of CPUs, but the effects of the
locking basic rule extend across multiple acquisitions of a given lock
across multiple CPUs.
However, it is not necessarily the case that accesses ordered by
locking will be seen as ordered by CPUs not holding that lock.
Consider this example:
/* See Z6.0+pooncelock+pooncelock+pombonce.litmus. */
void CPU0(void)
{
spin_lock(&mylock);
WRITE_ONCE(x, 1);
WRITE_ONCE(y, 1);
spin_unlock(&mylock);
}
void CPU1(void)
{
spin_lock(&mylock);
r0 = READ_ONCE(y);
WRITE_ONCE(z, 1);
spin_unlock(&mylock);
}
void CPU2(void)
{
WRITE_ONCE(z, 2);
smp_mb();
r1 = READ_ONCE(x);
}
Counter-intuitive though it might be, it is quite possible to have
the final value of r0 be 1, the final value of z be 2, and the final
value of r1 be 0. The reason for this surprising outcome is that
CPU2() never acquired the lock, and thus did not benefit from the
lock's ordering properties.
Ordering can be extended to CPUs not holding the lock by careful use
of smp_mb__after_spinlock():
/* See Z6.0+pooncelock+poonceLock+pombonce.litmus. */
void CPU0(void)
{
spin_lock(&mylock);
WRITE_ONCE(x, 1);
WRITE_ONCE(y, 1);
spin_unlock(&mylock);
}
void CPU1(void)
{
spin_lock(&mylock);
smp_mb__after_spinlock();
r0 = READ_ONCE(y);
WRITE_ONCE(z, 1);
spin_unlock(&mylock);
}
void CPU2(void)
{
WRITE_ONCE(z, 2);
smp_mb();
r1 = READ_ONCE(x);
}
This addition of smp_mb__after_spinlock() strengthens the lock acquisition
sufficiently to rule out the counter-intuitive outcome.
Taking off the training wheels
==============================
This section looks at more complex examples, including message passing,
load buffering, release-acquire chains, store buffering.
Many classes of litmus tests have abbreviated names, which may be found
here: https://www.cl.cam.ac.uk/~pes20/ppc-supplemental/test6.pdf
Message passing (MP)
--------------------
The MP pattern has one CPU execute a pair of stores to a pair of variables
and another CPU execute a pair of loads from this same pair of variables,
but in the opposite order. The goal is to avoid the counter-intuitive
outcome in which the first load sees the value written by the second store
but the second load does not see the value written by the first store.
In the absence of any ordering, this goal may not be met, as can be seen
in the MP+poonceonces.litmus litmus test. This section therefore looks at
a number of ways of meeting this goal.
Release and acquire
~~~~~~~~~~~~~~~~~~~
Use of smp_store_release() and smp_load_acquire() is one way to force
the desired MP ordering. The general approach is shown below:
/* See MP+pooncerelease+poacquireonce.litmus. */
void CPU0(void)
{
WRITE_ONCE(x, 1);
smp_store_release(&y, 1);
}
void CPU1(void)
{
r0 = smp_load_acquire(&y);
r1 = READ_ONCE(x);
}
The smp_store_release() macro orders any prior accesses against the
store, while the smp_load_acquire macro orders the load against any
subsequent accesses. Therefore, if the final value of r0 is the value 1,
the final value of r1 must also be the value 1.
The init_stack_slab() function in lib/stackdepot.c uses release-acquire
in this way to safely initialize of a slab of the stack. Working out
the mutual-exclusion design is left as an exercise for the reader.
Assign and dereference
~~~~~~~~~~~~~~~~~~~~~~
Use of rcu_assign_pointer() and rcu_dereference() is quite similar to the
use of smp_store_release() and smp_load_acquire(), except that both
rcu_assign_pointer() and rcu_dereference() operate on RCU-protected
pointers. The general approach is shown below:
/* See MP+onceassign+derefonce.litmus. */
int z;
int *y = &z;
int x;
void CPU0(void)
{
WRITE_ONCE(x, 1);
rcu_assign_pointer(y, &x);
}
void CPU1(void)
{
rcu_read_lock();
r0 = rcu_dereference(y);
r1 = READ_ONCE(*r0);
rcu_read_unlock();
}
In this example, if the final value of r0 is &x then the final value of
r1 must be 1.
The rcu_assign_pointer() macro has the same ordering properties as does
smp_store_release(), but the rcu_dereference() macro orders the load only
against later accesses that depend on the value loaded. A dependency
is present if the value loaded determines the address of a later access
(address dependency, as shown above), the value written by a later store
(data dependency), or whether or not a later store is executed in the
first place (control dependency). Note that the term "data dependency"
is sometimes casually used to cover both address and data dependencies.
In lib/prime_numbers.c, the expand_to_next_prime() function invokes
rcu_assign_pointer(), and the next_prime_number() function invokes
rcu_dereference(). This combination mediates access to a bit vector
that is expanded as additional primes are needed.
Write and read memory barriers
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
It is usually better to use smp_store_release() instead of smp_wmb()
and to use smp_load_acquire() instead of smp_rmb(). However, the older
smp_wmb() and smp_rmb() APIs are still heavily used, so it is important
to understand their use cases. The general approach is shown below:
/* See MP+wmbonceonce+rmbonceonce.litmus. */
void CPU0(void)
{
WRITE_ONCE(x, 1);
smp_wmb();
WRITE_ONCE(y, 1);
}
void CPU1(void)
{
r0 = READ_ONCE(y);
smp_rmb();
r1 = READ_ONCE(x);
}
The smp_wmb() macro orders prior stores against later stores, and the
smp_rmb() macro orders prior loads against later loads. Therefore, if
the final value of r0 is 1, the final value of r1 must also be 1.
The the xlog_state_switch_iclogs() function in fs/xfs/xfs_log.c contains
the following write-side code fragment:
log->l_curr_block -= log->l_logBBsize;
ASSERT(log->l_curr_block >= 0);
smp_wmb();
log->l_curr_cycle++;
And the xlog_valid_lsn() function in fs/xfs/xfs_log_priv.h contains
the corresponding read-side code fragment:
cur_cycle = ACCESS_ONCE(log->l_curr_cycle);
smp_rmb();
cur_block = ACCESS_ONCE(log->l_curr_block);
Alternatively, consider the following comment in function
perf_output_put_handle() in kernel/events/ring_buffer.c:
* kernel user
*
* if (LOAD ->data_tail) { LOAD ->data_head
* (A) smp_rmb() (C)
* STORE $data LOAD $data
* smp_wmb() (B) smp_mb() (D)
* STORE ->data_head STORE ->data_tail
* }
The B/C pairing is an example of the MP pattern using smp_wmb() on the
write side and smp_rmb() on the read side.
Of course, given that smp_mb() is strictly stronger than either smp_wmb()
or smp_rmb(), any code fragment that would work with smp_rmb() and
smp_wmb() would also work with smp_mb() replacing either or both of the
weaker barriers.
Load buffering (LB)
-------------------
The LB pattern has one CPU load from one variable and then store to a
second, while another CPU loads from the second variable and then stores
to the first. The goal is to avoid the counter-intuitive situation where
each load reads the value written by the other CPU's store. In the
absence of any ordering it is quite possible that this may happen, as
can be seen in the LB+poonceonces.litmus litmus test.
One way of avoiding the counter-intuitive outcome is through the use of a
control dependency paired with a full memory barrier:
/* See LB+ctrlonceonce+mbonceonce.litmus. */
void CPU0(void)
{
r0 = READ_ONCE(x);
if (r0)
WRITE_ONCE(y, 1);
}
void CPU1(void)
{
r1 = READ_ONCE(y);
smp_mb();
WRITE_ONCE(x, 1);
}
This pairing of a control dependency in CPU0() with a full memory
barrier in CPU1() prevents r0 and r1 from both ending up equal to 1.
The A/D pairing from the ring-buffer use case shown earlier also
illustrates LB. Here is a repeat of the comment in
perf_output_put_handle() in kernel/events/ring_buffer.c, showing a
control dependency on the kernel side and a full memory barrier on
the user side:
* kernel user
*
* if (LOAD ->data_tail) { LOAD ->data_head
* (A) smp_rmb() (C)
* STORE $data LOAD $data
* smp_wmb() (B) smp_mb() (D)
* STORE ->data_head STORE ->data_tail
* }
*
* Where A pairs with D, and B pairs with C.
The kernel's control dependency between the load from ->data_tail
and the store to data combined with the user's full memory barrier
between the load from data and the store to ->data_tail prevents
the counter-intuitive outcome where the kernel overwrites the data
before the user gets done loading it.
Release-acquire chains
----------------------
Release-acquire chains are a low-overhead, flexible, and easy-to-use
method of maintaining order. However, they do have some limitations that
need to be fully understood. Here is an example that maintains order:
/* See ISA2+pooncerelease+poacquirerelease+poacquireonce.litmus. */
void CPU0(void)
{
WRITE_ONCE(x, 1);
smp_store_release(&y, 1);
}
void CPU1(void)
{
r0 = smp_load_acquire(y);
smp_store_release(&z, 1);
}
void CPU2(void)
{
r1 = smp_load_acquire(z);
r2 = READ_ONCE(x);
}
In this case, if r0 and r1 both have final values of 1, then r2 must
also have a final value of 1.
The ordering in this example is stronger than it needs to be. For
example, ordering would still be preserved if CPU1()'s smp_load_acquire()
invocation was replaced with READ_ONCE().
It is tempting to assume that CPU0()'s store to x is globally ordered
before CPU1()'s store to z, but this is not the case:
/* See Z6.0+pooncerelease+poacquirerelease+mbonceonce.litmus. */
void CPU0(void)
{
WRITE_ONCE(x, 1);
smp_store_release(&y, 1);
}
void CPU1(void)
{
r0 = smp_load_acquire(y);
smp_store_release(&z, 1);
}
void CPU2(void)
{
WRITE_ONCE(z, 2);
smp_mb();
r1 = READ_ONCE(x);
}
One might hope that if the final value of r0 is 1 and the final value
of z is 2, then the final value of r1 must also be 1, but it really is
possible for r1 to have the final value of 0. The reason, of course,
is that in this version, CPU2() is not part of the release-acquire chain.
This situation is accounted for in the rules of thumb below.
Despite this limitation, release-acquire chains are low-overhead as
well as simple and powerful, at least as memory-ordering mechanisms go.
Store buffering
---------------
Store buffering can be thought of as upside-down load buffering, so
that one CPU first stores to one variable and then loads from a second,
while another CPU stores to the second variable and then loads from the
first. Preserving order requires nothing less than full barriers:
/* See SB+mbonceonces.litmus. */
void CPU0(void)
{
WRITE_ONCE(x, 1);
smp_mb();
r0 = READ_ONCE(y);
}
void CPU1(void)
{
WRITE_ONCE(y, 1);
smp_mb();
r1 = READ_ONCE(x);
}
Omitting either smp_mb() will allow both r0 and r1 to have final
values of 0, but providing both full barriers as shown above prevents
this counter-intuitive outcome.
This pattern most famously appears as part of Dekker's locking
algorithm, but it has a much more practical use within the Linux kernel
of ordering wakeups. The following comment taken from waitqueue_active()
in include/linux/wait.h shows the canonical pattern:
* CPU0 - waker CPU1 - waiter
*
* for (;;) {
* @cond = true; prepare_to_wait(&wq_head, &wait, state);
* smp_mb(); // smp_mb() from set_current_state()
* if (waitqueue_active(wq_head)) if (@cond)
* wake_up(wq_head); break;
* schedule();
* }
* finish_wait(&wq_head, &wait);
On CPU0, the store is to @cond and the load is in waitqueue_active().
On CPU1, prepare_to_wait() contains both a store to wq_head and a call
to set_current_state(), which contains an smp_mb() barrier; the load is
"if (@cond)". The full barriers prevent the undesirable outcome where
CPU1 puts the waiting task to sleep and CPU0 fails to wake it up.
Note that use of locking can greatly simplify this pattern.
Rules of thumb
==============
There might seem to be no pattern governing what ordering primitives are
needed in which situations, but this is not the case. There is a pattern
based on the relation between the accesses linking successive CPUs in a
given litmus test. There are three types of linkage:
1. Write-to-read, where the next CPU reads the value that the
previous CPU wrote. The LB litmus-test patterns contain only
this type of relation. In formal memory-modeling texts, this
relation is called "reads-from" and is usually abbreviated "rf".
2. Read-to-write, where the next CPU overwrites the value that the
previous CPU read. The SB litmus test contains only this type
of relation. In formal memory-modeling texts, this relation is
often called "from-reads" and is sometimes abbreviated "fr".
3. Write-to-write, where the next CPU overwrites the value written
by the previous CPU. The Z6.0 litmus test pattern contains a
write-to-write relation between the last access of CPU1() and
the first access of CPU2(). In formal memory-modeling texts,
this relation is often called "coherence order" and is sometimes
abbreviated "co". In the C++ standard, it is instead called
"modification order" and often abbreviated "mo".
The strength of memory ordering required for a given litmus test to
avoid a counter-intuitive outcome depends on the types of relations
linking the memory accesses for the outcome in question:
o If all links are write-to-read links, then the weakest
possible ordering within each CPU suffices. For example, in
the LB litmus test, a control dependency was enough to do the
job.
o If all but one of the links are write-to-read links, then a
release-acquire chain suffices. Both the MP and the ISA2
litmus tests illustrate this case.
o If more than one of the links are something other than
write-to-read links, then a full memory barrier is required
between each successive pair of non-write-to-read links. This
case is illustrated by the Z6.0 litmus tests, both in the
locking and in the release-acquire sections.
However, if you find yourself having to stretch these rules of thumb
to fit your situation, you should consider creating a litmus test and
running it on the model.
This document provides background reading for memory models and related
tools. These documents are aimed at kernel hackers who are interested
in memory models.
Hardware manuals and models
===========================
o SPARC International Inc. (Ed.). 1994. "The SPARC Architecture
Reference Manual Version 9". SPARC International Inc.
o Compaq Computer Corporation (Ed.). 2002. "Alpha Architecture
Reference Manual". Compaq Computer Corporation.
o Intel Corporation (Ed.). 2002. "A Formal Specification of Intel
Itanium Processor Family Memory Ordering". Intel Corporation.
o Intel Corporation (Ed.). 2002. "Intel 64 and IA-32 Architectures
Software Developer’s Manual". Intel Corporation.
o Peter Sewell, Susmit Sarkar, Scott Owens, Francesco Zappa Nardelli,
and Magnus O. Myreen. 2010. "x86-TSO: A Rigorous and Usable
Programmer's Model for x86 Multiprocessors". Commun. ACM 53, 7
(July, 2010), 89-97. http://doi.acm.org/10.1145/1785414.1785443
o IBM Corporation (Ed.). 2009. "Power ISA Version 2.06". IBM
Corporation.
o ARM Ltd. (Ed.). 2009. "ARM Barrier Litmus Tests and Cookbook".
ARM Ltd.
o Susmit Sarkar, Peter Sewell, Jade Alglave, Luc Maranget, and
Derek Williams. 2011. "Understanding POWER Multiprocessors". In
Proceedings of the 32Nd ACM SIGPLAN Conference on Programming
Language Design and Implementation (PLDI ’11). ACM, New York,
NY, USA, 175–186.
o Susmit Sarkar, Kayvan Memarian, Scott Owens, Mark Batty,
Peter Sewell, Luc Maranget, Jade Alglave, and Derek Williams.
2012. "Synchronising C/C++ and POWER". In Proceedings of the 33rd
ACM SIGPLAN Conference on Programming Language Design and
Implementation (PLDI '12). ACM, New York, NY, USA, 311-322.
o ARM Ltd. (Ed.). 2014. "ARM Architecture Reference Manual (ARMv8,
for ARMv8-A architecture profile)". ARM Ltd.
o Imagination Technologies, LTD. 2015. "MIPS(R) Architecture
For Programmers, Volume II-A: The MIPS64(R) Instruction,
Set Reference Manual". Imagination Technologies,
LTD. https://imgtec.com/?do-download=4302.
o Shaked Flur, Kathryn E. Gray, Christopher Pulte, Susmit
Sarkar, Ali Sezgin, Luc Maranget, Will Deacon, and Peter
Sewell. 2016. "Modelling the ARMv8 Architecture, Operationally:
Concurrency and ISA". In Proceedings of the 43rd Annual ACM
SIGPLAN-SIGACT Symposium on Principles of Programming Languages
(POPL ’16). ACM, New York, NY, USA, 608–621.
o Shaked Flur, Susmit Sarkar, Christopher Pulte, Kyndylan Nienhuis,
Luc Maranget, Kathryn E. Gray, Ali Sezgin, Mark Batty, and Peter
Sewell. 2017. "Mixed-size Concurrency: ARM, POWER, C/C++11,
and SC". In Proceedings of the 44th ACM SIGPLAN Symposium on
Principles of Programming Languages (POPL 2017). ACM, New York,
NY, USA, 429–442.
Linux-kernel memory model
=========================
o Andrea Parri, Alan Stern, Luc Maranget, Paul E. McKenney,
and Jade Alglave. 2017. "A formal model of
Linux-kernel memory ordering - companion webpage".
http://moscova.inria.fr/∼maranget/cats7/linux/. (2017). [Online;
accessed 30-January-2017].
o Jade Alglave, Luc Maranget, Paul E. McKenney, Andrea Parri, and
Alan Stern. 2017. "A formal kernel memory-ordering model (part 1)"
Linux Weekly News. https://lwn.net/Articles/718628/
o Jade Alglave, Luc Maranget, Paul E. McKenney, Andrea Parri, and
Alan Stern. 2017. "A formal kernel memory-ordering model (part 2)"
Linux Weekly News. https://lwn.net/Articles/720550/
Memory-model tooling
====================
o Daniel Jackson. 2002. "Alloy: A Lightweight Object Modelling
Notation". ACM Trans. Softw. Eng. Methodol. 11, 2 (April 2002),
256–290. http://doi.acm.org/10.1145/505145.505149
o Jade Alglave, Luc Maranget, and Michael Tautschnig. 2014. "Herding
Cats: Modelling, Simulation, Testing, and Data Mining for Weak
Memory". ACM Trans. Program. Lang. Syst. 36, 2, Article 7 (July
2014), 7:1–7:74 pages.
o Jade Alglave, Patrick Cousot, and Luc Maranget. 2016. "Syntax and
semantics of the weak consistency model specification language
cat". CoRR abs/1608.07531 (2016). http://arxiv.org/abs/1608.07531
Memory-model comparisons
========================
o Paul E. McKenney, Ulrich Weigand, Andrea Parri, and Boqun
Feng. 2016. "Linux-Kernel Memory Model". (6 June 2016).
http://open-std.org/JTC1/SC22/WG21/docs/papers/2016/p0124r2.html.
LINUX KERNEL MEMORY MODEL
M: Alan Stern <stern@rowland.harvard.edu>
M: Andrea Parri <parri.andrea@gmail.com>
M: Will Deacon <will.deacon@arm.com>
M: Peter Zijlstra <peterz@infradead.org>
M: Boqun Feng <boqun.feng@gmail.com>
M: Nicholas Piggin <npiggin@gmail.com>
M: David Howells <dhowells@redhat.com>
M: Jade Alglave <j.alglave@ucl.ac.uk>
M: Luc Maranget <luc.maranget@inria.fr>
M: "Paul E. McKenney" <paulmck@linux.vnet.ibm.com>
L: linux-kernel@vger.kernel.org
S: Supported
T: git git://git.kernel.org/pub/scm/linux/kernel/git/paulmck/linux-rcu.git
F: tools/memory-model/
=========================
LINUX KERNEL MEMORY MODEL
=========================
============
INTRODUCTION
============
This directory contains the memory model of the Linux kernel, written
in the "cat" language and executable by the (externally provided)
"herd7" simulator, which exhaustively explores the state space of
small litmus tests.
In addition, the "klitmus7" tool (also externally provided) may be used
to convert a litmus test to a Linux kernel module, which in turn allows
that litmus test to be exercised within the Linux kernel.
============
REQUIREMENTS
============
The "herd7" and "klitmus7" tools must be downloaded separately:
https://github.com/herd/herdtools7
See "herdtools7/INSTALL.md" for installation instructions.
Alternatively, Abhishek Bhardwaj has kindly provided a Docker image
of these tools at "abhishek40/memory-model". Abhishek suggests the
following commands to install and use this image:
- Users should install Docker for their distribution.
- docker run -itd abhishek40/memory-model
- docker attach <id-emitted-from-the-previous-command>
Gentoo users might wish to make use of Patrick McLean's package:
https://gitweb.gentoo.org/repo/gentoo.git/tree/dev-util/herdtools7
These packages may not be up-to-date with respect to the GitHub
repository.
==================
BASIC USAGE: HERD7
==================
The memory model is used, in conjunction with "herd7", to exhaustively
explore the state space of small litmus tests.
For example, to run SB+mbonceonces.litmus against the memory model:
$ herd7 -conf linux-kernel.cfg litmus-tests/SB+mbonceonces.litmus
Here is the corresponding output:
Test SB+mbonceonces Allowed
States 3
0:r0=0; 1:r0=1;
0:r0=1; 1:r0=0;
0:r0=1; 1:r0=1;
No
Witnesses
Positive: 0 Negative: 3
Condition exists (0:r0=0 /\ 1:r0=0)
Observation SB+mbonceonces Never 0 3
Time SB+mbonceonces 0.01
Hash=d66d99523e2cac6b06e66f4c995ebb48
The "Positive: 0 Negative: 3" and the "Never 0 3" each indicate that
this litmus test's "exists" clause can not be satisfied.
See "herd7 -help" or "herdtools7/doc/" for more information.
=====================
BASIC USAGE: KLITMUS7
=====================
The "klitmus7" tool converts a litmus test into a Linux kernel module,
which may then be loaded and run.
For example, to run SB+mbonceonces.litmus against hardware:
$ mkdir mymodules
$ klitmus7 -o mymodules litmus-tests/SB+mbonceonces.litmus
$ cd mymodules ; make
$ sudo sh run.sh
The corresponding output includes:
Test SB+mbonceonces Allowed
Histogram (3 states)
644580 :>0:r0=1; 1:r0=0;
644328 :>0:r0=0; 1:r0=1;
711092 :>0:r0=1; 1:r0=1;
No
Witnesses
Positive: 0, Negative: 2000000
Condition exists (0:r0=0 /\ 1:r0=0) is NOT validated
Hash=d66d99523e2cac6b06e66f4c995ebb48
Observation SB+mbonceonces Never 0 2000000
Time SB+mbonceonces 0.16
The "Positive: 0 Negative: 2000000" and the "Never 0 2000000" indicate
that during two million trials, the state specified in this litmus
test's "exists" clause was not reached.
And, as with "herd7", please see "klitmus7 -help" or "herdtools7/doc/"
for more information.
====================
DESCRIPTION OF FILES
====================
Documentation/cheatsheet.txt
Quick-reference guide to the Linux-kernel memory model.
Documentation/explanation.txt
Describes the memory model in detail.
Documentation/recipes.txt
Lists common memory-ordering patterns.
Documentation/references.txt
Provides background reading.
linux-kernel.bell
Categorizes the relevant instructions, including memory
references, memory barriers, atomic read-modify-write operations,
lock acquisition/release, and RCU operations.
More formally, this file (1) lists the subtypes of the various
event types used by the memory model and (2) performs RCU
read-side critical section nesting analysis.
linux-kernel.cat
Specifies what reorderings are forbidden by memory references,
memory barriers, atomic read-modify-write operations, and RCU.
More formally, this file specifies what executions are forbidden
by the memory model. Allowed executions are those which
satisfy the model's "coherence", "atomic", "happens-before",
"propagation", and "rcu" axioms, which are defined in the file.
linux-kernel.cfg
Convenience file that gathers the common-case herd7 command-line
arguments.
linux-kernel.def
Maps from C-like syntax to herd7's internal litmus-test
instruction-set architecture.
litmus-tests
Directory containing a few representative litmus tests, which
are listed in litmus-tests/README. A great deal more litmus
tests are available at https://github.com/paulmckrcu/litmus.
lock.cat
Provides a front-end analysis of lock acquisition and release,
for example, associating a lock acquisition with the preceding
and following releases and checking for self-deadlock.
More formally, this file defines a performance-enhanced scheme
for generation of the possible reads-from and coherence order
relations on the locking primitives.
README
This file.
===========
LIMITATIONS
===========
The Linux-kernel memory model has the following limitations:
1. Compiler optimizations are not modeled. Of course, the use
of READ_ONCE() and WRITE_ONCE() limits the compiler's ability
to optimize, but there is Linux-kernel code that uses bare C
memory accesses. Handling this code is on the to-do list.
For more information, see Documentation/explanation.txt (in
particular, the "THE PROGRAM ORDER RELATION: po AND po-loc"
and "A WARNING" sections).
2. Multiple access sizes for a single variable are not supported,
and neither are misaligned or partially overlapping accesses.
3. Exceptions and interrupts are not modeled. In some cases,
this limitation can be overcome by modeling the interrupt or
exception with an additional process.
4. I/O such as MMIO or DMA is not supported.
5. Self-modifying code (such as that found in the kernel's
alternatives mechanism, function tracer, Berkeley Packet Filter
JIT compiler, and module loader) is not supported.
6. Complete modeling of all variants of atomic read-modify-write
operations, locking primitives, and RCU is not provided.
For example, call_rcu() and rcu_barrier() are not supported.
However, a substantial amount of support is provided for these
operations, as shown in the linux-kernel.def file.
The "herd7" tool has some additional limitations of its own, apart from
the memory model:
1. Non-trivial data structures such as arrays or structures are
not supported. However, pointers are supported, allowing trivial
linked lists to be constructed.
2. Dynamic memory allocation is not supported, although this can
be worked around in some cases by supplying multiple statically
allocated variables.
Some of these limitations may be overcome in the future, but others are
more likely to be addressed by incorporating the Linux-kernel memory model
into other tools.
// SPDX-License-Identifier: GPL-2.0+
(*
* Copyright (C) 2015 Jade Alglave <j.alglave@ucl.ac.uk>,
* Copyright (C) 2016 Luc Maranget <luc.maranget@inria.fr> for Inria
* Copyright (C) 2017 Alan Stern <stern@rowland.harvard.edu>,
* Andrea Parri <parri.andrea@gmail.com>
*
* An earlier version of this file appears in the companion webpage for
* "Frightening small children and disconcerting grown-ups: Concurrency
* in the Linux kernel" by Alglave, Maranget, McKenney, Parri, and Stern,
* which is to appear in ASPLOS 2018.
*)
"Linux kernel memory model"
enum Accesses = 'once (*READ_ONCE,WRITE_ONCE,ACCESS_ONCE*) ||
'release (*smp_store_release*) ||
'acquire (*smp_load_acquire*) ||
'noreturn (* R of non-return RMW *)
instructions R[{'once,'acquire,'noreturn}]
instructions W[{'once,'release}]
instructions RMW[{'once,'acquire,'release}]
enum Barriers = 'wmb (*smp_wmb*) ||
'rmb (*smp_rmb*) ||
'mb (*smp_mb*) ||
'rb_dep (*smp_read_barrier_depends*) ||
'rcu-lock (*rcu_read_lock*) ||
'rcu-unlock (*rcu_read_unlock*) ||
'sync-rcu (*synchronize_rcu*) ||
'before_atomic (*smp_mb__before_atomic*) ||
'after_atomic (*smp_mb__after_atomic*) ||
'after_spinlock (*smp_mb__after_spinlock*)
instructions F[Barriers]
(* Compute matching pairs of nested Rcu-lock and Rcu-unlock *)
let matched = let rec
unmatched-locks = Rcu-lock \ domain(matched)
and unmatched-unlocks = Rcu-unlock \ range(matched)
and unmatched = unmatched-locks | unmatched-unlocks
and unmatched-po = [unmatched] ; po ; [unmatched]
and unmatched-locks-to-unlocks =
[unmatched-locks] ; po ; [unmatched-unlocks]
and matched = matched | (unmatched-locks-to-unlocks \
(unmatched-po ; unmatched-po))
in matched
(* Validate nesting *)
flag ~empty Rcu-lock \ domain(matched) as unbalanced-rcu-locking
flag ~empty Rcu-unlock \ range(matched) as unbalanced-rcu-locking
(* Outermost level of nesting only *)
let crit = matched \ (po^-1 ; matched ; po^-1)
// SPDX-License-Identifier: GPL-2.0+
(*
* Copyright (C) 2015 Jade Alglave <j.alglave@ucl.ac.uk>,
* Copyright (C) 2016 Luc Maranget <luc.maranget@inria.fr> for Inria
* Copyright (C) 2017 Alan Stern <stern@rowland.harvard.edu>,
* Andrea Parri <parri.andrea@gmail.com>
*
* An earlier version of this file appears in the companion webpage for
* "Frightening small children and disconcerting grown-ups: Concurrency
* in the Linux kernel" by Alglave, Maranget, McKenney, Parri, and Stern,
* which is to appear in ASPLOS 2018.
*)
"Linux kernel memory model"
(*
* File "lock.cat" handles locks and is experimental.
* It can be replaced by include "cos.cat" for tests that do not use locks.
*)
include "lock.cat"
(*******************)
(* Basic relations *)
(*******************)
(* Fences *)
let rb-dep = [R] ; fencerel(Rb_dep) ; [R]
let rmb = [R \ Noreturn] ; fencerel(Rmb) ; [R \ Noreturn]
let wmb = [W] ; fencerel(Wmb) ; [W]
let mb = ([M] ; fencerel(Mb) ; [M]) |
([M] ; fencerel(Before_atomic) ; [RMW] ; po? ; [M]) |
([M] ; po? ; [RMW] ; fencerel(After_atomic) ; [M]) |
([M] ; po? ; [LKW] ; fencerel(After_spinlock) ; [M])
let gp = po ; [Sync-rcu] ; po?
let strong-fence = mb | gp
(* Release Acquire *)
let acq-po = [Acquire] ; po ; [M]
let po-rel = [M] ; po ; [Release]
let rfi-rel-acq = [Release] ; rfi ; [Acquire]
(**********************************)
(* Fundamental coherence ordering *)
(**********************************)
(* Sequential Consistency Per Variable *)
let com = rf | co | fr
acyclic po-loc | com as coherence
(* Atomic Read-Modify-Write *)
empty rmw & (fre ; coe) as atomic
(**********************************)
(* Instruction execution ordering *)
(**********************************)
(* Preserved Program Order *)
let dep = addr | data
let rwdep = (dep | ctrl) ; [W]
let overwrite = co | fr
let to-w = rwdep | (overwrite & int)
let rrdep = addr | (dep ; rfi)
let strong-rrdep = rrdep+ & rb-dep
let to-r = strong-rrdep | rfi-rel-acq
let fence = strong-fence | wmb | po-rel | rmb | acq-po
let ppo = rrdep* ; (to-r | to-w | fence)
(* Propagation: Ordering from release operations and strong fences. *)
let A-cumul(r) = rfe? ; r
let cumul-fence = A-cumul(strong-fence | po-rel) | wmb
let prop = (overwrite & ext)? ; cumul-fence* ; rfe?
(*
* Happens Before: Ordering from the passage of time.
* No fences needed here for prop because relation confined to one process.
*)
let hb = ppo | rfe | ((prop \ id) & int)
acyclic hb as happens-before
(****************************************)
(* Write and fence propagation ordering *)
(****************************************)
(* Propagation: Each non-rf link needs a strong fence. *)
let pb = prop ; strong-fence ; hb*
acyclic pb as propagation
(*******)
(* RCU *)
(*******)
(*
* Effect of read-side critical section proceeds from the rcu_read_lock()
* onward on the one hand and from the rcu_read_unlock() backwards on the
* other hand.
*)
let rscs = po ; crit^-1 ; po?
(*
* The synchronize_rcu() strong fence is special in that it can order not
* one but two non-rf relations, but only in conjunction with an RCU
* read-side critical section.
*)
let link = hb* ; pb* ; prop
(* Chains that affect the RCU grace-period guarantee *)
let gp-link = gp ; link
let rscs-link = rscs ; link
(*
* A cycle containing at least as many grace periods as RCU read-side
* critical sections is forbidden.
*)
let rec rcu-path =
gp-link |
(gp-link ; rscs-link) |
(rscs-link ; gp-link) |
(rcu-path ; rcu-path) |
(gp-link ; rcu-path ; rscs-link) |
(rscs-link ; rcu-path ; gp-link)
irreflexive rcu-path as rcu
macros linux-kernel.def
bell linux-kernel.bell
model linux-kernel.cat
graph columns
squished true
showevents noregs
movelabel true
fontsize 8
xscale 2.0
yscale 1.5
arrowsize 0.8
showinitrf false
showfinalrf false
showinitwrites false
splines spline
pad 0.1
edgeattr hb,color,indigo
edgeattr co,color,blue
edgeattr mb,color,darkgreen
edgeattr wmb,color,darkgreen
edgeattr rmb,color,darkgreen
// SPDX-License-Identifier: GPL-2.0+
//
// An earlier version of this file appears in the companion webpage for
// "Frightening small children and disconcerting grown-ups: Concurrency
// in the Linux kernel" by Alglave, Maranget, McKenney, Parri, and Stern,
// which is to appear in ASPLOS 2018.
// ONCE
READ_ONCE(X) __load{once}(X)
WRITE_ONCE(X,V) { __store{once}(X,V); }
// Release Acquire and friends
smp_store_release(X,V) { __store{release}(*X,V); }
smp_load_acquire(X) __load{acquire}(*X)
rcu_assign_pointer(X,V) { __store{release}(X,V); }
lockless_dereference(X) __load{lderef}(X)
rcu_dereference(X) __load{deref}(X)
// Fences
smp_mb() { __fence{mb} ; }
smp_rmb() { __fence{rmb} ; }
smp_wmb() { __fence{wmb} ; }
smp_read_barrier_depends() { __fence{rb_dep}; }
smp_mb__before_atomic() { __fence{before_atomic} ; }
smp_mb__after_atomic() { __fence{after_atomic} ; }
smp_mb__after_spinlock() { __fence{after_spinlock} ; }
// Exchange
xchg(X,V) __xchg{mb}(X,V)
xchg_relaxed(X,V) __xchg{once}(X,V)
xchg_release(X,V) __xchg{release}(X,V)
xchg_acquire(X,V) __xchg{acquire}(X,V)
cmpxchg(X,V,W) __cmpxchg{mb}(X,V,W)
cmpxchg_relaxed(X,V,W) __cmpxchg{once}(X,V,W)
cmpxchg_acquire(X,V,W) __cmpxchg{acquire}(X,V,W)
cmpxchg_release(X,V,W) __cmpxchg{release}(X,V,W)
// Spinlocks
spin_lock(X) { __lock(X) ; }
spin_unlock(X) { __unlock(X) ; }
spin_trylock(X) __trylock(X)
// RCU
rcu_read_lock() { __fence{rcu-lock}; }
rcu_read_unlock() { __fence{rcu-unlock};}
synchronize_rcu() { __fence{sync-rcu}; }
synchronize_rcu_expedited() { __fence{sync-rcu}; }
// Atomic
atomic_read(X) READ_ONCE(*X)
atomic_set(X,V) { WRITE_ONCE(*X,V) ; }
atomic_read_acquire(X) smp_load_acquire(X)
atomic_set_release(X,V) { smp_store_release(X,V); }
atomic_add(V,X) { __atomic_op(X,+,V) ; }
atomic_sub(V,X) { __atomic_op(X,-,V) ; }
atomic_inc(X) { __atomic_op(X,+,1) ; }
atomic_dec(X) { __atomic_op(X,-,1) ; }
atomic_add_return(V,X) __atomic_op_return{mb}(X,+,V)
atomic_add_return_relaxed(V,X) __atomic_op_return{once}(X,+,V)
atomic_add_return_acquire(V,X) __atomic_op_return{acquire}(X,+,V)
atomic_add_return_release(V,X) __atomic_op_return{release}(X,+,V)
atomic_fetch_add(V,X) __atomic_fetch_op{mb}(X,+,V)
atomic_fetch_add_relaxed(V,X) __atomic_fetch_op{once}(X,+,V)
atomic_fetch_add_acquire(V,X) __atomic_fetch_op{acquire}(X,+,V)
atomic_fetch_add_release(V,X) __atomic_fetch_op{release}(X,+,V)
atomic_inc_return(X) __atomic_op_return{mb}(X,+,1)
atomic_inc_return_relaxed(X) __atomic_op_return{once}(X,+,1)
atomic_inc_return_acquire(X) __atomic_op_return{acquire}(X,+,1)
atomic_inc_return_release(X) __atomic_op_return{release}(X,+,1)
atomic_fetch_inc(X) __atomic_fetch_op{mb}(X,+,1)
atomic_fetch_inc_relaxed(X) __atomic_fetch_op{once}(X,+,1)
atomic_fetch_inc_acquire(X) __atomic_fetch_op{acquire}(X,+,1)
atomic_fetch_inc_release(X) __atomic_fetch_op{release}(X,+,1)
atomic_sub_return(V,X) __atomic_op_return{mb}(X,-,V)
atomic_sub_return_relaxed(V,X) __atomic_op_return{once}(X,-,V)
atomic_sub_return_acquire(V,X) __atomic_op_return{acquire}(X,-,V)
atomic_sub_return_release(V,X) __atomic_op_return{release}(X,-,V)
atomic_fetch_sub(V,X) __atomic_fetch_op{mb}(X,-,V)
atomic_fetch_sub_relaxed(V,X) __atomic_fetch_op{once}(X,-,V)
atomic_fetch_sub_acquire(V,X) __atomic_fetch_op{acquire}(X,-,V)
atomic_fetch_sub_release(V,X) __atomic_fetch_op{release}(X,-,V)
atomic_dec_return(X) __atomic_op_return{mb}(X,-,1)
atomic_dec_return_relaxed(X) __atomic_op_return{once}(X,-,1)
atomic_dec_return_acquire(X) __atomic_op_return{acquire}(X,-,1)
atomic_dec_return_release(X) __atomic_op_return{release}(X,-,1)
atomic_fetch_dec(X) __atomic_fetch_op{mb}(X,-,1)
atomic_fetch_dec_relaxed(X) __atomic_fetch_op{once}(X,-,1)
atomic_fetch_dec_acquire(X) __atomic_fetch_op{acquire}(X,-,1)
atomic_fetch_dec_release(X) __atomic_fetch_op{release}(X,-,1)
atomic_xchg(X,V) __xchg{mb}(X,V)
atomic_xchg_relaxed(X,V) __xchg{once}(X,V)
atomic_xchg_release(X,V) __xchg{release}(X,V)
atomic_xchg_acquire(X,V) __xchg{acquire}(X,V)
atomic_cmpxchg(X,V,W) __cmpxchg{mb}(X,V,W)
atomic_cmpxchg_relaxed(X,V,W) __cmpxchg{once}(X,V,W)
atomic_cmpxchg_acquire(X,V,W) __cmpxchg{acquire}(X,V,W)
atomic_cmpxchg_release(X,V,W) __cmpxchg{release}(X,V,W)
atomic_sub_and_test(V,X) __atomic_op_return{mb}(X,-,V) == 0
atomic_dec_and_test(X) __atomic_op_return{mb}(X,-,1) == 0
atomic_inc_and_test(X) __atomic_op_return{mb}(X,+,1) == 0
atomic_add_negative(V,X) __atomic_op_return{mb}(X,+,V) < 0
C CoRR+poonceonce+Once
{}
P0(int *x)
{
WRITE_ONCE(*x, 1);
}
P1(int *x)
{
int r0;
int r1;
r0 = READ_ONCE(*x);
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 1:r1=0)
C CoRW+poonceonce+Once
{}
P0(int *x)
{
int r0;
r0 = READ_ONCE(*x);
WRITE_ONCE(*x, 1);
}
P1(int *x)
{
WRITE_ONCE(*x, 2);
}
exists (x=2 /\ 0:r0=2)
C CoWR+poonceonce+Once
{}
P0(int *x)
{
int r0;
WRITE_ONCE(*x, 1);
r0 = READ_ONCE(*x);
}
P1(int *x)
{
WRITE_ONCE(*x, 2);
}
exists (x=1 /\ 0:r0=2)
C CoWW+poonceonce
{}
P0(int *x)
{
WRITE_ONCE(*x, 1);
WRITE_ONCE(*x, 2);
}
exists (x=1)
C IRIW+mbonceonces+OnceOnce
{}
P0(int *x)
{
WRITE_ONCE(*x, 1);
}
P1(int *x, int *y)
{
int r0;
int r1;
r0 = READ_ONCE(*x);
smp_mb();
r1 = READ_ONCE(*y);
}
P2(int *y)
{
WRITE_ONCE(*y, 1);
}
P3(int *x, int *y)
{
int r0;
int r1;
r0 = READ_ONCE(*y);
smp_mb();
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 1:r1=0 /\ 3:r0=1 /\ 3:r1=0)
C IRIW+poonceonces+OnceOnce
{}
P0(int *x)
{
WRITE_ONCE(*x, 1);
}
P1(int *x, int *y)
{
int r0;
int r1;
r0 = READ_ONCE(*x);
r1 = READ_ONCE(*y);
}
P2(int *y)
{
WRITE_ONCE(*y, 1);
}
P3(int *x, int *y)
{
int r0;
int r1;
r0 = READ_ONCE(*y);
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 1:r1=0 /\ 3:r0=1 /\ 3:r1=0)
C ISA2+poonceonces
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 1);
WRITE_ONCE(*y, 1);
}
P1(int *y, int *z)
{
int r0;
r0 = READ_ONCE(*y);
WRITE_ONCE(*z, 1);
}
P2(int *x, int *z)
{
int r0;
int r1;
r0 = READ_ONCE(*z);
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 2:r0=1 /\ 2:r1=0)
C ISA2+pooncerelease+poacquirerelease+poacquireonce
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 1);
smp_store_release(y, 1);
}
P1(int *y, int *z)
{
int r0;
r0 = smp_load_acquire(y);
smp_store_release(z, 1);
}
P2(int *x, int *z)
{
int r0;
int r1;
r0 = smp_load_acquire(z);
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 2:r0=1 /\ 2:r1=0)
C LB+ctrlonceonce+mbonceonce
{}
P0(int *x, int *y)
{
int r0;
r0 = READ_ONCE(*x);
if (r0)
WRITE_ONCE(*y, 1);
}
P1(int *x, int *y)
{
int r0;
r0 = READ_ONCE(*y);
smp_mb();
WRITE_ONCE(*x, 1);
}
exists (0:r0=1 /\ 1:r0=1)
C LB+poacquireonce+pooncerelease
{}
P0(int *x, int *y)
{
int r0;
r0 = READ_ONCE(*x);
smp_store_release(y, 1);
}
P1(int *x, int *y)
{
int r0;
r0 = smp_load_acquire(y);
WRITE_ONCE(*x, 1);
}
exists (0:r0=1 /\ 1:r0=1)
C LB+poonceonces
{}
P0(int *x, int *y)
{
int r0;
r0 = READ_ONCE(*x);
WRITE_ONCE(*y, 1);
}
P1(int *x, int *y)
{
int r0;
r0 = READ_ONCE(*y);
WRITE_ONCE(*x, 1);
}
exists (0:r0=1 /\ 1:r0=1)
C MP+onceassign+derefonce.litmus
{
y=z;
z=0;
}
P0(int *x, int **y)
{
WRITE_ONCE(*x, 1);
rcu_assign_pointer(*y, x);
}
P1(int *x, int **y)
{
int *r0;
int r1;
rcu_read_lock();
r0 = rcu_dereference(*y);
r1 = READ_ONCE(*r0);
rcu_read_unlock();
}
exists (1:r0=x /\ 1:r1=0)
C MP+polocks
{}
P0(int *x, int *y, spinlock_t *mylock)
{
WRITE_ONCE(*x, 1);
spin_lock(mylock);
WRITE_ONCE(*y, 1);
spin_unlock(mylock);
}
P1(int *x, int *y, spinlock_t *mylock)
{
int r0;
int r1;
spin_lock(mylock);
r0 = READ_ONCE(*y);
spin_unlock(mylock);
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 1:r1=0)
C MP+poonceonces
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 1);
WRITE_ONCE(*y, 1);
}
P1(int *x, int *y)
{
int r0;
int r1;
r0 = READ_ONCE(*y);
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 1:r1=0)
C MP+pooncerelease+poacquireonce
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 1);
smp_store_release(y, 1);
}
P1(int *x, int *y)
{
int r0;
int r1;
r0 = smp_load_acquire(y);
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 1:r1=0)
C MP+porevlocks
{}
P0(int *x, int *y, spinlock_t *mylock)
{
int r0;
int r1;
r0 = READ_ONCE(*y);
spin_lock(mylock);
r1 = READ_ONCE(*x);
spin_unlock(mylock);
}
P1(int *x, int *y, spinlock_t *mylock)
{
spin_lock(mylock);
WRITE_ONCE(*x, 1);
spin_unlock(mylock);
WRITE_ONCE(*y, 1);
}
exists (0:r0=1 /\ 0:r1=0)
C MP+wmbonceonce+rmbonceonce
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 1);
smp_wmb();
WRITE_ONCE(*y, 1);
}
P1(int *x, int *y)
{
int r0;
int r1;
r0 = READ_ONCE(*y);
smp_rmb();
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 1:r1=0)
C R+mbonceonces
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 1);
smp_mb();
WRITE_ONCE(*y, 1);
}
P1(int *x, int *y)
{
int r0;
WRITE_ONCE(*y, 2);
smp_mb();
r0 = READ_ONCE(*x);
}
exists (y=2 /\ 1:r0=0)
C R+poonceonces
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 1);
WRITE_ONCE(*y, 1);
}
P1(int *x, int *y)
{
int r0;
WRITE_ONCE(*y, 2);
r0 = READ_ONCE(*x);
}
exists (y=2 /\ 1:r0=0)
This directory contains the following litmus tests:
CoRR+poonceonce+Once.litmus
Test of read-read coherence, that is, whether or not two
successive reads from the same variable are ordered.
CoRW+poonceonce+Once.litmus
Test of read-write coherence, that is, whether or not a read
from a given variable followed by a write to that same variable
are ordered.
CoWR+poonceonce+Once.litmus
Test of write-read coherence, that is, whether or not a write
to a given variable followed by a read from that same variable
are ordered.
CoWW+poonceonce.litmus
Test of write-write coherence, that is, whether or not two
successive writes to the same variable are ordered.
IRIW+mbonceonces+OnceOnce.litmus
Test of independent reads from independent writes with smp_mb()
between each pairs of reads. In other words, is smp_mb()
sufficient to cause two different reading processes to agree on
the order of a pair of writes, where each write is to a different
variable by a different process.
IRIW+poonceonces+OnceOnce.litmus
Test of independent reads from independent writes with nothing
between each pairs of reads. In other words, is anything at all
needed to cause two different reading processes to agree on the
order of a pair of writes, where each write is to a different
variable by a different process.
ISA2+poonceonces.litmus
As below, but with store-release replaced with WRITE_ONCE()
and load-acquire replaced with READ_ONCE().
ISA2+pooncerelease+poacquirerelease+poacquireonce.litmus
Can a release-acquire chain order a prior store against
a later load?
LB+ctrlonceonce+mbonceonce.litmus
Does a control dependency and an smp_mb() suffice for the
load-buffering litmus test, where each process reads from one
of two variables then writes to the other?
LB+poacquireonce+pooncerelease.litmus
Does a release-acquire pair suffice for the load-buffering
litmus test, where each process reads from one of two variables then
writes to the other?
LB+poonceonces.litmus
As above, but with store-release replaced with WRITE_ONCE()
and load-acquire replaced with READ_ONCE().
MP+onceassign+derefonce.litmus
As below, but with rcu_assign_pointer() and an rcu_dereference().
MP+polocks.litmus
As below, but with the second access of the writer process
and the first access of reader process protected by a lock.
MP+poonceonces.litmus
As below, but without the smp_rmb() and smp_wmb().
MP+pooncerelease+poacquireonce.litmus
As below, but with a release-acquire chain.
MP+porevlocks.litmus
As below, but with the first access of the writer process
and the second access of reader process protected by a lock.
MP+wmbonceonce+rmbonceonce.litmus
Does a smp_wmb() (between the stores) and an smp_rmb() (between
the loads) suffice for the message-passing litmus test, where one
process writes data and then a flag, and the other process reads
the flag and then the data. (This is similar to the ISA2 tests,
but with two processes instead of three.)
R+mbonceonces.litmus
This is the fully ordered (via smp_mb()) version of one of
the classic counterintuitive litmus tests that illustrates the
effects of store propagation delays.
R+poonceonces.litmus
As above, but without the smp_mb() invocations.
SB+mbonceonces.litmus
This is the fully ordered (again, via smp_mb() version of store
buffering, which forms the core of Dekker's mutual-exclusion
algorithm.
SB+poonceonces.litmus
As above, but without the smp_mb() invocations.
S+poonceonces.litmus
As below, but without the smp_wmb() and acquire load.
S+wmbonceonce+poacquireonce.litmus
Can a smp_wmb(), instead of a release, and an acquire order
a prior store against a subsequent store?
WRC+poonceonces+Once.litmus
WRC+pooncerelease+rmbonceonce+Once.litmus
These two are members of an extension of the MP litmus-test class
in which the first write is moved to a separate process.
Z6.0+pooncelock+pooncelock+pombonce.litmus
Is the ordering provided by a spin_unlock() and a subsequent
spin_lock() sufficient to make ordering apparent to accesses
by a process not holding the lock?
Z6.0+pooncelock+poonceLock+pombonce.litmus
As above, but with smp_mb__after_spinlock() immediately
following the spin_lock().
Z6.0+pooncerelease+poacquirerelease+mbonceonce.litmus
Is the ordering provided by a release-acquire chain sufficient
to make ordering apparent to accesses by a process that does
not participate in that release-acquire chain?
A great many more litmus tests are available here:
https://github.com/paulmckrcu/litmus
C S+poonceonces
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 2);
WRITE_ONCE(*y, 1);
}
P1(int *x, int *y)
{
int r0;
r0 = READ_ONCE(*y);
WRITE_ONCE(*x, 1);
}
exists (x=2 /\ 1:r0=1)
C S+wmbonceonce+poacquireonce
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 2);
smp_wmb();
WRITE_ONCE(*y, 1);
}
P1(int *x, int *y)
{
int r0;
r0 = smp_load_acquire(y);
WRITE_ONCE(*x, 1);
}
exists (x=2 /\ 1:r0=1)
C SB+mbonceonces
{}
P0(int *x, int *y)
{
int r0;
WRITE_ONCE(*x, 1);
smp_mb();
r0 = READ_ONCE(*y);
}
P1(int *x, int *y)
{
int r0;
WRITE_ONCE(*y, 1);
smp_mb();
r0 = READ_ONCE(*x);
}
exists (0:r0=0 /\ 1:r0=0)
C SB+poonceonces
{}
P0(int *x, int *y)
{
int r0;
WRITE_ONCE(*x, 1);
r0 = READ_ONCE(*y);
}
P1(int *x, int *y)
{
int r0;
WRITE_ONCE(*y, 1);
r0 = READ_ONCE(*x);
}
exists (0:r0=0 /\ 1:r0=0)
C WRC+poonceonces+Once
{}
P0(int *x)
{
WRITE_ONCE(*x, 1);
}
P1(int *x, int *y)
{
int r0;
r0 = READ_ONCE(*x);
WRITE_ONCE(*y, 1);
}
P2(int *x, int *y)
{
int r0;
int r1;
r0 = READ_ONCE(*y);
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 2:r0=1 /\ 2:r1=0)
C WRC+pooncerelease+rmbonceonce+Once
{}
P0(int *x)
{
WRITE_ONCE(*x, 1);
}
P1(int *x, int *y)
{
int r0;
r0 = READ_ONCE(*x);
smp_store_release(y, 1);
}
P2(int *x, int *y)
{
int r0;
int r1;
r0 = READ_ONCE(*y);
smp_rmb();
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ 2:r0=1 /\ 2:r1=0)
C Z6.0+pooncelock+poonceLock+pombonce
{}
P0(int *x, int *y, spinlock_t *mylock)
{
spin_lock(mylock);
WRITE_ONCE(*x, 1);
WRITE_ONCE(*y, 1);
spin_unlock(mylock);
}
P1(int *y, int *z, spinlock_t *mylock)
{
int r0;
spin_lock(mylock);
smp_mb__after_spinlock();
r0 = READ_ONCE(*y);
WRITE_ONCE(*z, 1);
spin_unlock(mylock);
}
P2(int *x, int *z)
{
int r1;
WRITE_ONCE(*z, 2);
smp_mb();
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ z=2 /\ 2:r1=0)
C Z6.0+pooncelock+pooncelock+pombonce
{}
P0(int *x, int *y, spinlock_t *mylock)
{
spin_lock(mylock);
WRITE_ONCE(*x, 1);
WRITE_ONCE(*y, 1);
spin_unlock(mylock);
}
P1(int *y, int *z, spinlock_t *mylock)
{
int r0;
spin_lock(mylock);
r0 = READ_ONCE(*y);
WRITE_ONCE(*z, 1);
spin_unlock(mylock);
}
P2(int *x, int *z)
{
int r1;
WRITE_ONCE(*z, 2);
smp_mb();
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ z=2 /\ 2:r1=0)
C Z6.0+pooncerelease+poacquirerelease+mbonceonce
{}
P0(int *x, int *y)
{
WRITE_ONCE(*x, 1);
smp_store_release(y, 1);
}
P1(int *y, int *z)
{
int r0;
r0 = smp_load_acquire(y);
smp_store_release(z, 1);
}
P2(int *x, int *z)
{
int r1;
WRITE_ONCE(*z, 2);
smp_mb();
r1 = READ_ONCE(*x);
}
exists (1:r0=1 /\ z=2 /\ 2:r1=0)
// SPDX-License-Identifier: GPL-2.0+
(*
* Copyright (C) 2016 Luc Maranget <luc.maranget@inria.fr> for Inria
* Copyright (C) 2017 Alan Stern <stern@rowland.harvard.edu>
*)
(* Generate coherence orders and handle lock operations *)
include "cross.cat"
(* From lock reads to their partner lock writes *)
let lk-rmw = ([LKR] ; po-loc ; [LKW]) \ (po ; po)
let rmw = rmw | lk-rmw
(*
* A paired LKR must always see an unlocked value; spin_lock() calls nested
* inside a critical section (for the same lock) always deadlock.
*)
empty ([LKW] ; po-loc ; [domain(lk-rmw)]) \ (po-loc ; [UL] ; po-loc)
as lock-nest
(* The litmus test is invalid if an LKW event is not part of an RMW pair *)
flag ~empty LKW \ range(lk-rmw) as unpaired-LKW
(* This will be allowed if we implement spin_is_locked() *)
flag ~empty LKR \ domain(lk-rmw) as unpaired-LKR
(* There should be no R or W accesses to spinlocks *)
let ALL-LOCKS = LKR | LKW | UL | LF
flag ~empty [M \ IW] ; loc ; [ALL-LOCKS] as mixed-lock-accesses
(* The final value of a spinlock should not be tested *)
flag ~empty [FW] ; loc ; [ALL-LOCKS] as lock-final
(*
* Put lock operations in their appropriate classes, but leave UL out of W
* until after the co relation has been generated.
*)
let R = R | LKR | LF
let W = W | LKW
let Release = Release | UL
let Acquire = Acquire | LKR
(* Match LKW events to their corresponding UL events *)
let critical = ([LKW] ; po-loc ; [UL]) \ (po-loc ; [LKW | UL] ; po-loc)
flag ~empty UL \ range(critical) as unmatched-unlock
(* Allow up to one unmatched LKW per location; more must deadlock *)
let UNMATCHED-LKW = LKW \ domain(critical)
empty ([UNMATCHED-LKW] ; loc ; [UNMATCHED-LKW]) \ id as unmatched-locks
(* rfi for LF events: link each LKW to the LF events in its critical section *)
let rfi-lf = ([LKW] ; po-loc ; [LF]) \ ([LKW] ; po-loc ; [UL] ; po-loc)
(* rfe for LF events *)
let all-possible-rfe-lf =
(*
* Given an LF event r, compute the possible rfe edges for that event
* (all those starting from LKW events in other threads),
* and then convert that relation to a set of single-edge relations.
*)
let possible-rfe-lf r =
let pair-to-relation p = p ++ 0
in map pair-to-relation ((LKW * {r}) & loc & ext)
(* Do this for each LF event r that isn't in rfi-lf *)
in map possible-rfe-lf (LF \ range(rfi-lf))
(* Generate all rf relations for LF events *)
with rfe-lf from cross(all-possible-rfe-lf)
let rf = rf | rfi-lf | rfe-lf
(* Generate all co relations, including LKW events but not UL *)
let co0 = co0 | ([IW] ; loc ; [LKW]) |
(([LKW] ; loc ; [UNMATCHED-LKW]) \ [UNMATCHED-LKW])
include "cos-opt.cat"
let W = W | UL
let M = R | W
(* Merge UL events into co *)
let co = (co | critical | (critical^-1 ; co))+
let coe = co & ext
let coi = co & int
(* Merge LKR events into rf *)
let rf = rf | ([IW | UL] ; singlestep(co) ; lk-rmw^-1)
let rfe = rf & ext
let rfi = rf & int
let fr = rf^-1 ; co
let fre = fr & ext
let fri = fr & int
show co,rf,fr
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